Date	Regulatory Authority	Docket Number	Regional Entity	Registered Entity	NCR ID	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factor
12/30/2021	FERC	NP22-10-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
11/30/2021	FERC	NP22-6-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
11/30/2021	FERC	NP22-5-000 View Filing>> View Notice>>	WECC	NaturEner Wind Watch, LLC	NCR11382	$54,000	WECC2018020595	BAL-001-2	R2	Medium
							WECC2019021703	BAL-001-2	R2	Medium
11/30/2021	FERC	NP22-4-000 View Filing>> View Notice>>	RF	American Electric Power Service Corporation	NCR00682, NCR11401, NCR01056	$570,000	RFC2018019116	FAC‐008‐3	R6	Medium
							RFC2018018935	PRC‐023‐2	R1	High
							RFC2018020207	FAC‐009‐1	R1	Medium
10/28/2021	FERC	NP22-3-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
10/28/2021	FERC	NP22-1-000 View Filing>> View Notice>>	RF	Ohio Valley Electric Corporation	NCR00857	$300,000	RFC2018020403	FAC-003-4	R2	High
							RFC2019022260	FAC-003-4	R6	High
9/30/2021	FERC	NP21-30-000 View Filing>> View Notice>>	WECC	Public Service Company of New Mexico	NCR05333	$265,000	WECC2017017556	FAC-008-3	R6	Medium
9/30/2021	FERC	NP21-29-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
8/31/2021	FERC	NP21-28-000 View Filing>> View Spreadsheet>> View Notice>>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
8/31/2021	FERC	NP21-26-000 View Filing>> View Notice>>	WECC	Pacific Gas and Electric Company	NCR05299	$2,200,000	WECC2018020493	FAC-009-1	R1	Medium
							WECC2018020786	FAC-501-WECC-1	R3	Medium
							WECC2018018998	PRC-005-6	R3	High
							WECC2020023337	PRC-005-1a	R2	High
							WECC2020023453	PRC-004-5(i)	R5	High
04/29/2021	FERC	NP21-16-000 View Filing>> View Errata>> View Notice>>	SERC	Entergy – Nuclear	NCR11166	$420,000	SERC2017018666	VAR-002-4	R2	Medium
				Entergy – Fossil & Hydroelectric Generation	NCR11167		SERC2019021949	VAR-002-3	R2	Medium
04/29/2021	FERC	NP21-14-000 View Filing>> View Notice>>	NPCC	Vermont Transco, LLC	NCR07228	$100,000	NPCC2020023721	FAC-003-4	R2	High
							NPCC2020024276	FAC-003-4	R6	Medium
04/29/2021	FERC	NP21-13-000 View Filing>> View Spreadsheet>> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
04/29/2021	FERC	NP21-11-000 View Filing>> View Errata>> View Notice>>	NPCC	Central Maine Power Company	NCR07029	$360,000	NPCC2019022452	TOP-001-4	R13	High
							NPCC2020023377	TOP-001-4	R13	High
01/28/2021	FERC	NP21-6-000 View Filing>> View Notice>>	WECC	NorthWestern Corporation	NCR05282	$205,000	WECC2018020264	FAC-003-4	R2	High
							WECC2019021260	FAC-003-4	R6	Medium