Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NCR ID	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factors
12/27/2018	FERC	NP19-3-000 View Filing >> View A-1 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
11/29/2018	FERC	NP19-2-000 View Filing >> View A-1 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
10/31/2018	FERC	NP19-1-000 View Filing >> View A-1 Spreadsheet >> View Notice >> View Notice >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
9/27/2018	FERC	NP18-26-000 View Filing >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
8/30/2018	FERC	NP18-25-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
8/30/2018	FERC	NP18-24-000 View Filing >> View Notice >>	Texas RE	American Electric Power Service Corporation	NCR04006	$225,000	TRE2017016853	FAC-009-1	R1	Medium
							TRE2018019039	FAC-009-1	R2	Medium
8/30/2018	FERC	NP18-23-000 View Filing >> View Notice >> View Notice >>	SPP RE	Canadian Hills Wind, LLC	NCR11354	$110,000	SPP2017018589	FAC-003-3	R2	High
8/30/2018	FERC	NP18-22-000 View Filing >> View Notice >>	WECC	Unidentified Registered Entity	NCRXXXXX	No Penalty	WECC2015015218	CIP-005-3a	R1	Medium
7/31/2018	FERC	NP18-21-000 View Filing >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
7/31/2018	FERC	NP18-20-000 View Filing >> View Notice >>	SERC	Alabama Power Company	NCR01166	$200,000	SERC2017017283	FAC-009-1	R1	Medium
7/31/2018	FERC	NP18-19-000 View Filing >> View Notice >>	SERC	Georgia Power Company	NCR01247	$200,000	SERC2015015062	FAC-009-1	R1	Medium
7/31/2018	FERC	NP18-18-000 View Filing >> View Notice >>	SERC	Gulf Power Company	NCR01252	$100,000	SERC2015015061	FAC-009-1	R1	Medium
7/31/2018	FERC	NP18-17-000 View Filing >> View Notice >>	SERC	Tennessee Valley Authority	NCR01151	No Penalty	SERC2015014914	PRC-005-1	R2	High
6/28/2018	FERC	NP18-16-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
5/31/2018	FERC	NP18-15-000 View Filing >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
5/31/2018	FERC	NP18-14-000 View Filing >> View Notice >>	RF	Unidentified Registered Entity	NCRXXXXX	$180,000	RFC2015014936	CIP-003-3	R5	Lower
							RFC2016015692	CIP-003-3	R5	Lower
							RFC2015015313	CIP-003-3	R6	Medium
							RFC2016015717	CIP-003-3	R6	Lower
							RFC2015015008	CIP-004-3a	R3	Medium
							RFC2015015009	CIP-004-3a	R4	Lower
							RFC2015015402	CIP-004-3a	R4	Lower
							RFC2016015716	CIP-004-3a	R4	Lower
							RFC2016016474	CIP-005-3a	R1	Medium
							RFC2015015314	CIP-006-3c	R1	Medium
							RFC2016015844	CIP-006-3c	R5	Medium
							RFC2016015715	CIP-007-3a	R1	Medium
							RFC2016015714	CIP-007-3a	R2	Medium
							RFC2015015241	CIP-007-3a	R3	Lower
							RFC2016015843	CIP-007-3a	R3	Lower
							RFC2016015538	CIP-007-3a	R5	Lower
							RFC2016015713	CIP-007-3a	R5	Medium
							RFC2016015752	CIP-007-3a	R6	Medium
							RFC2015015107	CIP-007-3a	R6	Lower
							RFC2017017565	CIP-007-6	R2	High
							RFC2017017566	CIP-007-6	R5	Medium
							RFC2015015312	CIP-014-2	R1	High
5/31/2018	FERC	NP18-13-000 View Filing >> View Notice >>	MRO	Minnkota Power Cooperative, Inc.	NCR01013	$144,000	MRO2017017989	FAC-003-4	R2	High
5/31/2018	FERC	NP18-12-000 View Filing >> View Notice >>	NPCC	Connecticut Light & Power Company	NCR07044	$120,000	NPCC2017018215	FAC-003-4	R2	High
5/31/2018	FERC	NP18-11-000 View Filing >> View Notice >>	Texas RE	Oncor Electric Delivery Company LLC	NCR04109	$300,000	TRE2017017087	FAC-003-3	R2	High
4/30/2018	FERC	NP18-10-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
3/29/2018	FERC	NP18-9-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
2/28/2018	FERC	NP18-8-000 View Filing >> View A-1 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information
2/28/2018	FERC	NP18-7-000 View Filing >> View Notice >>	WECC	Unidentified Registered Entity	NCRXXXXX	$2,700,000	WECC2016016233	CIP-003-3	R4	Medium
							WECC2016016234	CIP-003-3	R5	Medium
1/31/2018	FERC	NP18-6-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Notice >>	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information	See Spreadsheets and NOP for Spreadsheet NOP Information