Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NRC ID*	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factors
12/30/2014	FERC	NP15-18-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
12/30/2014	FERC	NP15-14-000 View Filing >> View Order >>	RFC	Midcontinent Independent System Operator, Inc.	NCR00826	$0	RFC2012009910	IR0-005-1	R1	High
							RFC2012009911	IR0-003-2	R1	High
							RFC2012009912	NUC-001-2	R4	High
							RFC2013012706	IR0-005-3.1a	R1	High
12/30/2014	FERC	NP15-13-000 View Filing >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$0	RFC2013013030	CIP-007-3a	R3	Lower
12/30/2014	FERC	NP15-15-000 View Filing >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$120,000	SERC2013012483	CIP-002-1	R3	High
							SERC2014013371	CIP-003-3	R6	Lower
							SERC2013012237	CIP-004-3	R4	Lower
							SERC2013011770	CIP-005-1	R1.1	Medium
							SERC2013012498	CIP-005-1	R1.1	Medium
							SERC2013012488	CIP-005-1	R1.5	Medium
							SERC2013012496	CIP-005-1	R1.5	Medium
							SERC2013011754	CIP-005-2	R1.5	Medium
							SERC2013012240	CIP-005-3a	R3	Medium
							SERC2013011761	CIP-006-1	R1.1	Medium
							SERC2013012242	CIP-006-1	R1.8	Medium
							SERC2013012244	CIP-006-1	R1.8	Medium
							SERC2013012490	CIP-006-1	R3	Medium
							SERC2013012495	CIP-006-1	R3	Medium
							SERC2013011763	CIP-006-3c	R5	Medium
							SERC2013012486	CIP-007-1	R1	Medium
							SERC2013012487	CIP-007-1	R2.2	Medium
							SERC2013012532	CIP-007-1	R3	Lower
							SERC2013012243	CIP-007-1	R6	Medium
							SERC2013012489	CIP-007-1	R8.3	Medium
							SERC2013012491	CIP-009-1	R1	Medium
12/30/2014	FERC	NP15-17-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$120,000	WECC2013012030	CIP-002-1	R3; R3.2	Lower
							WECC2013012032	CIP-004-1	R2; R2.2	Medium
							WECC2013012685	CIP-004-1	R4; R4.1	Lower
							WECC2013012326	CIP-005-1	R1; R1.5	Medium
							WECC2013012935	CIP-005-1	R2; R2.1	Medium
							WECC2013012937	CIP-005-3a	R4	Medium
							WECC2013012327	CIP-006-1	R1; R1.8	Medium
							WECC2013012946	CIP-006-3c	R8	Medium
							WECC2013012939	CIP-007-1	R5; R5.2	Lower
							WECC2013012940	CIP-007-1	R6; R6.1	Medium
							WECC2013012938	CIP-007-3a	R8; R8.4	Medium
							WECC2013012033	CIP-009-1	R1	Medium
							WECC2013012034	CIP-009-2	R4	Lower
12/30/2014	FERC	NP15-16-000 View Filing >> View Order >>	WECC	Seattle City Light	NCR05382	$60,000	WECC2013013246	FAC-003-1	R2	High
11/28/14	FERC	IN14-10-000 View Order >>	WECC	California Independent System Operator Corporation	NCR05048	$6,000,000	None Assigned	See Order IN14-10-000	See Order IN14-10-000	See Order IN14-10-000
11/25/2014	FERC	NP15-12-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
11/25/2014	FERC	NP15-11-000 View Filing >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$75,000	RFC2013012304	CIP-002-1	R3	High
							RFC2012010916	CIP-003-3	R2	Medium
							RFC2012010917	CIP-003-3	R3	Lower
							RFC2012010328	CIP-004-3	R2	Lower
							RFC2012010918	CIP-005-1	R1.5	Medium
							RFC2012011084	CIP-005-3a	R1.5	Medium
							RFC2012011370	CIP-005-2	R1.5	Medium
							RFC2013012307	CIP-005-1	R2	Medium
							RFC2013012318	CIP-005-1	R4	Medium
							RFC2013012319	CIP-006-2	R1	Medium
							RFC2012011366	CIP-006-2	R2.2	Medium
							RFC2012011373	CIP-007-1	R1	Medium
							RFC2012011372	CIP-007-2a	R2	Medium
							RFC2012010919	CIP-007-2a	R5	Lower
							RFC2013012439	CIP-007-2a	R6	Lower
							RFC2012011371	CIP-007-2a	R8	Medium
							RFC2013012320	CIP-008-1	R1	Lower
							RFC2013012321	CIP-009-1	R1	Medium
							RFC2013012463	CIP-009-1	R5	Lower
11/25/2014	FERC	NP15-10-000 View Filing >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$150,000	WECC2013012579	CIP-002-2	R3; R3.3	High
							WECC2013012308	CIP-005-3a	R1; R1.5	Medium
							WECC2013012582	CIP-007-3a	R7; R7.1	Lower
							WECC2013012583	CIP-007-3a	R8; R8.2	Medium
	FERC	NP15-9-000 View Filing >> View Order >>	MRO	Unidentified Registered Entity	NCRXXXXX	$150,000	MRO2012009882	CIP-003-2	R5; R5.1.1; R5.1.2; R5.2; R5.3	Lower
							MRO201100289	CIP-003-1	R6	Lower
							MRO201100323	CIP-004-2	R3; R3.1; R3.2	Medium
							MRO201100322	CIP-004-1	R4; R4.1	Lower
							MRO2012010698	CIP-004-3	R4; R4.1; R4.2	Lower
							MRO201100287	CIP-005-1	R1; R1.5	Medium
							MRO2012009900	CIP-005-1	R1; R1.5; R1.6	Medium
							MRO201100288	CIP-005-1	R5; R5.1; R5.2	Lower
							MRO201100325	CIP-006-1	R1; R1.2; R1.3; R1.7	Medium
							MRO2012009899	CIP-006-1	R1; R1.8	Lower
							MRO2012011501	CIP-006-1	R1; R1.8	Lower
							SPP2012010242	CIP-006-1	R1; R1.8	Lower
							MRO201100290	CIP-006-3a	R2; R2.1; R2.2	Medium
							MRO2012010967	CIP-006-3c	R4	Medium
							MRO2012010966	CIP-006-3c	R6	Lower
							SPP2012010241	CIP-007-1	R3	Lower
							MRO201000232	CIP-007-1	R5; R5.2.3	Medium
							MRO2012009992	CIP-007-1	R5; R5.3.1; R5.3.2; R5.3.3	Medium
							MRO201100292	CIP-007-1	R7; R7.1; R7.2	Lower
11/25/2014	FERC	NP15-8-000 View Filing >> View Order >>	WECC	Pacific Gas and Electric Company	NCR05299	$72,000	WECC2014013735	VAR-002-2b	R2	Medium
11/25/2014	FERC	NP15-8-000 View Filing >> View Order >>	WECC	Pacific Gas and Electric Company	NCR05299	$72,000	WECC2014013771	VAR-002-2b	R3: 3.1	Medium
11/24/2014	FERC	IN14-9-000 View Order >>	WECC	Western Area Power Administration – Desert Southwest Region	NCR05461	$0	None Assigned	See Order IN14-9-000	See Order IN14-9-000	See Order IN14-9-000
10/30/2014	FERC	NP15-7-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
10/30/2014	FERC	NP15-6-000 View Filing >> View Order >>	TRE	Unidentified Registered Entity	NCRXXXXX	$106,000	TRE2013012232	CIP-002-1	R2	High
							TRE2013012261	CIP-002-1	R3; R3.1; R3.2	High
							TRE2013012233	CIP-003-1	R4; R4.3	Medium
							TRE2012011153	CIP-003-1	R5; R5.1; R5.2; R5.3	Lower
							TRE2012011159	CIP-004-1	R4; R4.1	Lower
							TRE2013012235	CIP-005-1	R1; R1.4; R1.6	Medium
							TRE2012011177	CIP-005-3	R5; R5.2	Lower
							TRE2013012262	CIP-006-1	R3	Medium
							TRE2013012624	CIP-006-3c	R5	Medium
							TRE2013012625	CIP-006-3c	R6	Lower
							TRE2012011178	CIP-007-1	R1; R1.1; R1.2; R1.3	Medium
							TRE2013012970	CIP-007-3a	R1; R1.2; R1.3	Medium
							TRE2013012968	CIP-007-1	R2; R2.1	Medium
							TRE2012011179	CIP-007-3a	R3; R3.1; R3.2	Lower
							TRE2013012971	CIP-007-3a	R3; R3.2	Lower
							TRE2012010877	CIP-007-1	R4	Medium
							TRE2013012972	CIP-007-3a	R4; R4.2	Medium
							TRE2013012234	CIP-007-1	R5; R5.1; R5.2; R5.3.3	Medium
							TRE2012011180	CIP-007-2a	R9	Lower
							TRE2012011181	CIP-008-3	R1; R1.2	Lower
10/30/2014	FERC	NP15-5-000 View Filing >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$45,000	SPP2013011798	CIP-005-1	R1	Medium
							SPP2013011799	CIP-005-1	R2	Medium
							SPP2013011800	CIP-005-1	R3	Medium
							SPP2013011801	CIP-005-1	R4	Medium
							SPP2013011802	CIP-006-1	R1	Medium
							SPP2013011804	CIP-007-1	R1	Medium
							SPP2013011805	CIP-007-1	R2	Medium
							SPP2013011806	CIP-007-1	R3	Lower
							SPP2013011807	CIP-007-1	R5	Lower
							SPP2013011808	CIP-009-1	R1	Medium
							SPP2013011809	CIP-007-3	R8	Medium
							SPP2013012355	CIP-006-1	R1	Medium
							SPP2013012356	CIP-004-3	R4	Lower
							SPP2013012533	CIP-006-2a	R6	Lower
							SPP2013012752	CIP-006-2	R3	Medium
							SPP2013012841	CIP-003-1	R6	Lower
							SPP2013012842	CIP-004-1	R4	Lower
							SPP2013012844	CIP-005-3a	R5	Lower
							SPP2013012845	CIP-006-2	R1	Medium
							SPP2013013117	CIP-006-2C	R5	Medium
10/30/2014	FERC	NP15-4-000 View Filing >> View Order >>	WECC	PacifiCorp	NCR05304	$60,000	WECC2014013580	COM-002-2	R2	Medium
10/30/2014	FERC	NP15-4-000 View Filing >> View Order >>	WECC	PacifiCorp	NCR05304	$60,000	WECC2013012724	TOP-001-1a	R3	High
10/30/2014	FERC	NP15-3-000 View Filing >> View Order >>	SERC	Florida Reliability Coordinating Council, Inc.	NCR00026	$85,000	SERC2014013439	EOP-008-0	R1; R1.5	Medium
							SERC2012011649	IRO-002-2	R7	High
							SERC2012011650	IRO-002-2	R8	High
							SERC2012011651	IRO-008-1	R2	High
10/30/2014	FERC	NP15-2-000 View Filing >> View Order >>	SERC	Florida Reliability Coordinating Council, Inc.	NCR00026	$100,000	SERC2013012152	FAC-011-1	R2	High
							SERC2012011532	FAC-011-1	R3	Medium
							SERC2013012156	FAC-014-1	R1	Medium
							SERC2013012157	FAC-014-1	R5	High
							SERC2013012726	IRO-001-1.1	R3	High
							SERC2012011531	IRO-009-1	R3	High
10/30/2014	FERC	NP15-1-000 View Filing Pt1. >> View Filing Pt2. >> View Filing Pt3. >> View Filing Pt4. >> View Filing Pt5. >> Attachment B-3.vii >> Attachment B-3.ix >>	TRE	NextEra Energy Resources, LLC	NCR02910	$52,000	TRE201000112	IRO-001-1	R8	High
10/30/2014	FERC		TRE	NextEra Energy Resources, LLC	NCR02910	$52,000	TRE201000113	TOP-001-1	R3	High
10/21/14	FERC	IN14-8-000 View Order >>	WECC	Southern California Edison Company	NCR00460	$650,000	None Assigned	See Order IN14-8-000	See Order IN14-8-000	See Order IN14-8-000
9/30/2014	FERC	NP14-50-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
8/27/2014	FERC	NP14-49-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
8/27/2014	FERC	NP14-48-000 View Filing>> View Order >>	RFC/NPCC	Unidentified Registered Entities	NCRXXXXX	$625,000	RFC2012010910	CIP-002-1	R2	High
							NPCC2014013552	CIP-002-1	R3	High
							RFC2012010911	CIP-002-1	R3	High
							NPCC2014013553	CIP-002-1	R4	Lower
							RFC2012010912	CIP-002-1	R4	Lower
							NPCC2014013556	CIP-003-1	R1; R1.3	Lower
							RFC2013011925	CIP-003-1	R1; R1.3	Lower
							RFC2014013690	CIP-003-1	R1; R1.3	Lower
							RFC2014013691	CIP-003-1	R1; R1.3	Lower
							RFC2012010079	CIP-003-1	R4	Medium
							RFC2012010086	CIP-003-1	R4	Medium
							RFC2012010093	CIP-003-1	R4	Medium
							RFC201100889	CIP-003-1	R5	Lower
							RFC201100896	CIP-003-1	R5	Lower
							RFC201100903	CIP-003-1	R5	Lower
							NPCC2014013554	CIP-003-1	R6	Lower
							RFC2012010302	CIP-003-1	R6	Lower
							RFC2013011966	CIP-003-1	R6	Lower
							NPCC2014013550	CIP-004-1	R3	Medium
							RFC2012010303	CIP-004-1	R3	Medium
							NPCC2014013549	CIP-004-1	R4	Lower
							RFC2012010080	CIP-004-1	R4	Lower
							RFC2012010087	CIP-004-1	R4	Lower
							RFC2012010094	CIP-004-1	R4	Lower
							RFC2012011364	CIP-004-3a	R3	Medium
							RFC2014013316	CIP-004-3a	R3	Medium
							NPCC2014013440	CIP-005-1	R1	Medium
							RFC2012010305	CIP-005-1	R1	Medium
							RFC2012010924	CIP-005-1	R1	Medium
							RFC2013011967	CIP-005-1	R1	Medium
							NPCC2014013551	CIP-005-1	R2	Medium
							RFC201100890	CIP-005-1	R2	Medium
							RFC201100897	CIP-005-1	R2	Medium
							RFC201100904	CIP-005-1	R2	Medium
							NPCC2014013548	CIP-005-1	R3	Medium
							RFC201100891	CIP-005-1	R3	Medium
							RFC201100898	CIP-005-1	R3	Medium
							RFC201100905	CIP-005-1	R3	Medium
							NPCC2014013541	CIP-005-1	R4	Medium
							RFC2012010297	CIP-005-1	R4	Medium
							RFC2012010311	CIP-005-1	R4	Medium
							RFC2012010314	CIP-005-1	R4	Medium
							NPCC2014013534	CIP-005-1	R5	Lower
							RFC2012010298	CIP-005-1	R5	Lower
							RFC2012010310	CIP-005-1	R5	Lower
							RFC2012010315	CIP-005-1	R5	Lower
							NPCC2014013535	CIP-006-2	R2; R2.2	Medium
							RFC2014013703	CIP-006-2	R2; R2.2	Medium
							RFC2014013708	CIP-006-2	R2; R2.2	Medium
							RFC2014013709	CIP-006-2	R2; R2.2	Medium
							NPCC2014013536	CIP-006-3c	R1	Medium
							RFC201100892	CIP-006-3c	R1	Medium
							RFC201100899	CIP-006-3c	R1	Medium
							RFC201100906	CIP-006-3c	R1	Medium
							RFC201100893	CIP-006-3c	R6	Lower
							RFC201100900	CIP-006-3c	R6	Lower
							RFC201100907	CIP-006-3c	R6	Lower
							NPCC2014013546	CIP-007-1	R1	Medium
							RFC201100894	CIP-007-1	R1	Medium
							RFC201100901	CIP-007-1	R1	Medium
							RFC201100908	CIP-007-1	R1	Medium
							NPCC2014013545	CIP-007-1	R2	Medium
							RFC201100895	CIP-007-1	R2	Medium
							RFC201100902	CIP-007-1	R2	Medium
RFC201100909	CIP-007-1	R2	Medium
NPCC2014013544	CIP-007-1	R3	Lower
RFC2012010081	CIP-007-1	R3	Lower
RFC2012010088	CIP-007-1	R3	Lower
RFC2012010095	CIP-007-1	R3	Lower
RFC2012010082	CIP-007-1	R4	Medium
RFC2012010089	CIP-007-1	R4	Medium
RFC2012010096	CIP-007-1	R4	Medium
NPCC2014013537	CIP-007-1	R5	Lower
RFC2012010083	CIP-007-1	R5	Lower
RFC2012010090	CIP-007-1	R5	Lower
RFC2012010097	CIP-007-1	R5	Lower
NPCC2014013543	CIP-007-1	R6	Lower
RFC2012010084	CIP-007-1	R6	Lower
RFC2012010091	CIP-007-1	R6	Lower
RFC2012010098	CIP-007-1	R6	Lower
NPCC2014013542	CIP-007-1	R7	Lower
RFC2012010921	CIP-007-1	R7	Lower
RFC2012010925	CIP-007-1	R7	Lower
RFC2013011968	CIP-007-1	R7	Lower
NPCC2014013540	CIP-007-1	R8	Lower
RFC2012010085	CIP-007-1	R8	Lower
RFC2012010092	CIP-007-1	R8	Lower
RFC2012010099	CIP-007-1	R8	Lower
NPCC2014013539	CIP-007-1	R9	Lower
RFC2012010301	CIP-007-1	R9	Lower
RFC2012010313	CIP-007-1	R9	Lower
RFC2012010317	CIP-007-1	R9	Lower
NPCC2014013538	CIP-008-1	R1	Lower
RFC2012010907	CIP-008-1	R1	Lower
RFC2012010926	CIP-008-1	R1	Lower
RFC2013011970	CIP-008-1	R1	Lower
NPCC2014013547	CIP-009-1	R1	Medium
RFC2012010908	CIP-009-1	R1	Medium
RFC2012010927	CIP-009-1	R1	Medium
RFC2013011971	CIP-009-1	R1	Medium
8/7/14	FERC	IN14-7-000 View Order >>	WECC	Imperial Irrigation District	NCR05195	$12,000,000	None Assigned	See Order IN14-7-000	See Order IN14-7-000	See Order IN14-7-000
7/31/2014	FERC	NP14-47-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
7/31/2014	FERC	NP14-46-000 View Filing>> View Order>>	RFC	Unidentified Registered Entities	NCRXXXXX	$50,000	RFC2012011444	CIP-003-2	R6	Lower
							RFC2012011471	CIP-004-1	R2; R2.1; R2.3	Lower
							RFC2012010995	CIP-004-1	R2; R2.1; R2.3	Lower
							RFC2012010385	CIP-004-3	R4; R4.2	Lower
							RFC2012011443	CIP-004-3	R4; R4.2	Lower
							RFC2012011272	CIP-005-3a	R1; R1.5	Medium
							RFC2012011061	CIP-005-3	R2; R2.1; R2.2	Medium
							RFC2012011067	CIP-005-3	R2; R2.1; R2.2	Medium
							RFC2012011123	CIP-005-3	R2; R2.1; R2.2	Medium
							RFC2012011071	CIP-005-3	R2; R2.1; R2.2	Medium
							RFC2012011273	CIP-005-3a	R3; R3.2	Medium
							RFC2012011078	CIP-005-1	R5; R5.2	Lower
							RFC2012011062	CIP-005-1	R5; R5.2	Lower
							RFC2012011068	CIP-005-1	R5; R5.2	Lower
							RFC2012011072	CIP-005-1	R5; R5.2	Lower
							RFC2012010389	CIP-007-3a	R1; R1.1	Medium
							RFC2012011063	CIP-007-1	R1; R1.3	Lower
							RFC2012011069	CIP-007-1	R1; R1.3	Lower
							RFC2012011073	CIP-007-1	R1; R1.3	Lower
							RFC2012011099	CIP-007-1	R1; R1.3	Lower
							RFC2012011101	CIP-007-1	R5	Lower
							RFC2012011064	CIP-007-1	R5	Lower
							RFC2012011074	CIP-007-1	R5	Lower
							RFC2012011066	CIP-007-1	R5	Lower
							RFC2012010386	CIP-007-1	R5; R5.3.3	Lower
							RFC2012011077	CIP-007-3a	R5; R5.3.3	Medium
							RFC2012011102	CIP-007-1	R6	Lower
							RFC2012011065	CIP-007-1	R6	Lower
							RFC2012011070	CIP-007-1	R6	Lower
							RFC2012011075	CIP-007-1	R6	Lower
							RFC2012010387	CIP-007-1	R6	Lower
							RFC2012011076	CIP-007-3a	R7; R7.3	Lower
							RFC2012011265	CIP-009-1	R1	Medium
							RFC2012011268	CIP-009-1	R1	Medium
							RFC2012011270	CIP-009-1	R1	Medium
7/31/2014	FERC	NP14-45-000 View Filing>> View Errata>> View Order>>	WECC	Unidentified Registered Entity	NCRXXXXX	$180,000	WECC2013012390	CIP-004-1	R3	Medium
							WECC2013012378	CIP-005-1	R1; R1.5	Medium
							WECC2013012379	CIP-005-1	R2; R2.4; R2.5	Medium
							WECC2013012437	CIP-006-1	R1; R1.8	Medium
							WECC2013012381	CIP-007-1	R2	Medium
							WECC2013011811	CIP-007-1	R5; R5.2.3	Medium
							WECC2013012380	CIP-007-3a	R8	Lower
7/07/2014	FERC	IN14-6-000 View Order>>	WECC	Arizona Public Service Company	NCR05016	$3,250,000	None Assigned	See Order IN14-6-000	See Order IN14-6-000	See Order IN14-6-000
6/26/2014	FERC	NP14-44-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
5/29/2014	FERC	NP14-43-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
5/29/2014	FERC	NP14-42-000 View NOP>> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$250,000	SERC201000685	CIP-002-2	R2	High
							SERC201000568	CIP-004-1	R3	Medium
							SERC201000569	CIP-004-1	R4	Medium
							SERC2012010884	CIP-004-3	R4	Lower
							SERC201000729	CIP-005-1	R1:1.5	Medium
							SERC2012011010	CIP-005-1	R1	Medium
							SERC201000730	CIP-005-1	R2:2.2	Medium
							SERC2012011011	CIP-005-1	R3:3.2	Medium
							SERC201000682	CIP-006-1	R1.1	Medium
							SERC201000731	CIP-006-1	R1	Medium
							SERC2012010586	CIP-006-1	R1	Medium
							SERC2012010860	CIP-006-1	R1:1.8	Medium
							SERC2013012360	CIP-006-3c	R1:1.6.1	Medium
							SERC201000679	CIP-006-2	R3	Medium
							SERC201000733	CIP-006-2	R3	Medium
							SERC2012010585	CIP-006-1	R4	Medium
							SERC201000683	CIP-006-3a	R4	Medium
							SERC2012009109	CIP-006-3c	R6	Lower
							SERC201000678	CIP-007-1	R1	Medium
							SERC201000734	CIP-007-1	R2	Medium
							SERC201000735	CIP-007-1	R3	Lower
							SERC2012010883	CIP-007-3a	R3	Lower
							SERC201000566	CIP-007-1	R4	Medium
							SERC201000736	CIP-007-1	R4:4.2	Medium
							SERC201000570	CIP-007-1	R5	Medium
							SERC201000567	CIP-007-1	R6	Medium
							SERC2012011013	CIP-007-3a	R8	Lower
5/29/2014	FERC	NP14-41-000 View NOP>> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$98,500	WECC2013012597	CIP-007-1	R5; R5.1.2	Lower
5/29/2014	FERC	NP14-41-000 View NOP>> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$98,500	WECC2013012598	CIP-007-1	R6	Medium
4/30/2014	FERC	NP14-40-000 View Filing>> View A-1 Spreadsheet>> View A-2 Spreadsheet>> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
4/30/2014	FERC	NP14-39-000 View NOP>> View Order>>	WECC	Unidentified Registered Entity	NCRXXXXX	$155,000	WECC2012010739	CIP-005-1	R1; R1.1; R1.5; R1.6	Medium
							WECC2012010740	CIP-005-3	R4	Medium
							WECC2012011029	CIP-007-1	R1	Medium
							WECC2012010439	CIP-007-3a	R2	Medium
							WECC2012011031	CIP-007-1	R3	Lower
							WECC2012011329	CIP-007-2a	R4	Medium
							WECC2012011032	CIP-007-3a	R5; R5.2.3; R5.3.3	Medium
							WECC2012011034	CIP-007-1	R6	Lower
							WECC2012010741	CIP-007-3a	R8	Medium
3/31/2014	FERC	NP14-38-000 View NOP>> View Supplemental>> View Extension of Time Order>> View Order>>	NPCC	Western Electricity Coordinating Council	NCR10289	$400,000	NPCC2012010678	COM-002-2	R2	Medium
							NPCC2013012286	COM-002-2	R2	Medium
							NPCC2013012464	COM-002-2	R2	Medium
							NPCC2013012895	COM-002-2	R2	Medium
							NPCC2012010680	TOP-007-0	R4	High
							NPCC2012010685	IRO-001-1	R2	High
							NPCC2012010686	IRO-001-1	R3	High
							NPCC2012011239	IRO-002-2	R7	High
							NPCC2012010681	IRO-005-3a	R1; R1.2 R1.3	High
							NPCC2012011240	IRO-005-3a	R1; R1.3	High
							NPCC2012010682	IRO-005-3a	R4	High
							NPCC2012010933	IRO-005-3a	R4	High
							NPCC2012010683	IRO-005-3a	R5	High
							NPCC2013012820	IRO-005-1	R6	High
							NPCC2012010684	IRO-005-3a	R6	High
							NPCC2012010934	IRO-005-3a	R8	High
							NPCC2012010935	IRO-005-3a	R12	High
							NPCC2012010687	IRO-005-2	R15	High
3/31/2014	FERC	NP14-37-000 View NOP>> View Order>>	WECC	Unidentified Registered Entity	NCRXXXXX	$465,000	WECC2012011042	CIP‐002‐2	R3	High
							WECC2012011043	CIP‐005‐3	R1	Medium
							WECC2012011044	CIP‐005‐3	R5	Lower
							WECC2012011140	CIP‐006‐1	R1	Medium
							WECC2012011053	CIP‐006‐1	R2	Medium
							WECC2012011054	CIP‐006‐1	R3	Medium
							WECC2012011058	CIP‐007‐1	R1	Medium
							WECC2012011059	CIP‐007‐1	R2	Medium
3/31/2014	FERC	NP14-36-000 View NOP>> View Errata>> View Order>>	SERC	Entergy	NCR01234	$30,000	SERC2012010563	TOP‐002‐2a	R4	Medium
							SERC2012010564	TOP‐002‐2a	R11	Medium
							SERC2012010565	TOP‐004‐2	R1	High
							SERC2012010567	TOP‐008‐1	R2	High
3/31/2014	FERC	NP14-35-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
2/27/2014	FERC	NP14-34-000 View Filing >> View Notice of Withdrawal>> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
2/27/2014	FERC	NP14-33-000 View NOP>> View Order>>	MRO	Western Area Power Administration – Upper Great Plains East and Western Area Power Administration – Upper Great Plains Region	NCR01036 NCR05467	$0	MRO201000161	PRC‐005‐1	R1; R1.1; R1.2	High
							MRO200900135	PRC‐005‐1	R2; R2.1	High
							MRO201000162	PRC‐008‐0	R1	Medium
							MRO201000164	PRC‐017‐0	R1	High
							MRO201100361	PRC‐001‐1	R2; R2.2	High
2/27/2014	FERC	NP14-32-000 View NOP>> View Order>>	SPP RE	Unidentified Registered Entity	NCRXXXXX	$0	SPP201000414	CIP‐002‐1	R2	High
2/27/2014	FERC	NP14-31-000 View NOP>> View Order>>	RFC	City of Lansing by its Board of Water and Light	NCR00718	$30,000	RFC2012010412	EOP‐005‐1	R11; R11.5.1, R11.5.3	High
2/27/2014	FERC	NP14-31-000 View NOP>> View Order>>	RFC	City of Lansing by its Board of Water and Light	NCR00718	$30,000	RFC2012010413	TOP‐004‐2	R3	High
1/30/2014	FERC	NP14-30-000 View NOP>> View Errata>> View Order>>	RFC	Unidentified Registered Entity	NCRXXXXX	$75,000	RFC2013011941	CIP‐005‐1	R2; R2.2	Medium
							RFC2013012708	CIP‐005‐3a	R3; R3.2	Medium
							RFC2012011452	CIP‐005‐3	R4	Medium
							RFC2012011455	CIP‐007‐3	R8	Lower
							RFC2012011568	CIP‐006‐1	R1	Medium
							RFC2012011569	CIP‐006‐1	R2; R2.2	Medium
							RFC2013012114	CIP‐007‐1	R1; R1.1	Medium
							RFC2013011942	CIP‐007‐1	R2	Medium
							RFC2013011943	CIP‐007‐1	R3	Lower
							RFC2013011945	CIP‐007‐1	R4; R4.2	Medium
							RFC2012011453	CIP‐007‐1	R5; R5.2	Lower
							RFC2012011454	CIP‐007‐1	R6; R6.3, R6.4, R6.5	Medium
							RFC2013013118	CIP‐007‐1	R6; R6.3, R6.4, R6.5	Medium
1/30/2014	FERC	NP14-29-000 View NOP>> View Errata>> View Order>>	WECC	Unidentified Registered Entity	NCRXXXXX	$109,000	WECC201102978	CIP-006-1	R1	Medium
							WECC2012010727	CIP-006-3a	R5	Medium
							WECC2012010728	CIP-007-1	R2	Medium
							WECC2012010729	CIP-007-1	R3	Lower
							WECC2012010730	CIP-007-1	R6	Medium
1/30/2014	FERC	NP14-28-000 View NOP>> View Order>>	RFC	American Electric Power Service Corporation and PJM Interconnection, LLC	NCR00682 NCR00879	$0	RFC2013011659	PRC-001-1	R3	High
1/30/2014	FERC	NP14-27-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order>>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information