Date |
Regulatory |
Regulatory |
Region |
Registered Entity |
NCR ID* |
Total |
NERC |
Reliability |
Requirement |
Violation Risk Factor |
|
12/31/2013 |
FERC |
NP14-26-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$120,000 |
SERC200900284 |
CIP-004-1 |
R4 |
Lower |
|
SERC201000551 |
CIP-004-1 |
R2; R2.1 |
Medium |
|
|||||||
SERC201000552 |
CIP-004-1 |
R4; R4.1 |
Lower |
|
|||||||
SERC201000586 |
CIP-007-1 |
R5; R5.2.1 |
Medium |
|
|||||||
SERC201100776 |
CIP-004-3 |
R4; R4.2 |
Lower |
|
|||||||
SERC2011007429 |
CIP-005-1 |
R1; R1.4 |
Medium |
|
|||||||
SERC2011007639 |
CIP-007-1 |
R5; R5.2 |
Lower |
|
|||||||
SERC2011007985 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2011007986 |
CIP-005-1 |
R1; R1.1; R1.5 |
Medium |
|
|||||||
SERC2011007987 |
CIP-005-1 |
R2; R2.2 |
Medium |
|
|||||||
SERC2011007988 |
CIP-005-1 |
R4; R4.2 |
Medium |
|
|||||||
SERC2011007989 |
CIP-006-1 |
R1; R1.7; R1.8 |
Medium |
|
|||||||
SERC2011007990 |
CIP-007-1 |
R2; R2.2 |
Medium |
|
|||||||
SERC2011007992 |
CIP-007-1 |
R8; R8.3 |
Medium |
|
|||||||
SERC2011007993 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2012010331 |
CIP-006-3c |
R2; R2.2 |
Medium |
|
|||||||
SERC2012011169 |
CIP-004-3 |
R2; R2.1 |
Medium |
|
|||||||
SERC2013012004 |
CIP-006-3c |
R1; R1.6 |
Medium |
|
|||||||
SERC2013012236 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
12/31/2013 |
FERC |
NP14-25-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$250,000 |
SERC2011007982 |
CIP-002-1 |
R1 |
Lower |
|
SERC2011007983 |
CIP-002-1 |
R2 |
High |
|
|||||||
SERC201000505 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC2012011336 |
CIP-005-3a |
R1 |
Medium |
|
|||||||
SERC2013012272 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC201000622 |
CIP-005-1 |
R3 |
Medium |
|
|||||||
SERC2012010981 |
CIP-005-3a |
R5 |
Lower |
|
|||||||
SERC2013012006 |
CIP-006-1 |
R1; R1.1 |
Medium |
|
|||||||
SERC2011008003 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
SERC2012011337 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2013011700 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2011007999 |
CIP-006-3c |
R6 |
Lower |
|
|||||||
SERC201000623 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2011007873 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2012010000 |
CIP-007-3a |
R4 |
Medium |
|
|||||||
SERC2012009999 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC201000621 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC2011008271 |
CIP-007-3 |
R7 |
Lower |
|
|||||||
SERC2013012005 |
CIP-007-3a |
R7 |
Lower |
|
|||||||
12/31/2013 |
FERC |
NP14-24-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$350,000 |
SERC200900394 |
CIP-002-1 |
R3 |
High |
|
SERC200900399 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC200900402 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
SERC200900599 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SERC201000573 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC201000575 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SERC201000576 |
CIP-004-1 |
R3 |
Lower |
|
|||||||
SERC201000609 |
CIP-002-1 |
R3 |
High |
|
|||||||
SERC201000611 |
CIP-005-1 |
R2;
R2.2 |
Medium |
|
|||||||
SERC201000612 |
CIP-005-1 |
R4;
R4.5 |
Medium |
|
|||||||
SERC201000613 |
CIP-005-1 |
R5;
R5.2 |
Lower |
|
|||||||
SERC201000614 |
CIP-006-1 |
R1;
R1.8 |
Lower |
|
|||||||
SERC201000615 |
CIP-006-1 |
R6 |
Medium |
|
|||||||
SERC201000616 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC201000617 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC201000618 |
CIP-007-1 |
R5;
R5.3.3 |
Medium |
|
|||||||
SERC201000619 |
CIP-007-1 |
R6;
R6.4 |
Lower |
|
|||||||
SERC201000620 |
CIP-007-1 |
R8;
R8.4 |
Medium |
|
|||||||
SERC2012010717 |
CIP-004-3 |
R2;
R2.3 |
Lower |
|
|||||||
SERC2012010718 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2012010953 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
SERC2012010954 |
CIP-006-2 |
R2;
R2.1 |
Medium |
|
|||||||
SERC2012010998 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2012011007 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2012011008 |
CIP-006-1 |
R1;
R1.1 |
Medium |
|
|||||||
SERC2012011117 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC2012011161 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC2012011433 |
CIP-006-1 |
R3 |
Medium |
|
|||||||
SERC2012011434 |
CIP-005-1 |
R1;
R1.1 |
Medium |
|
|||||||
SERC2012011435 |
CIP-007-1 |
R4;
R4.2 |
Medium |
|
|||||||
SERC2012011437 |
CIP-007-1 |
R7;
R7.3 |
Lower |
|
|||||||
SERC2013011699 |
CIP-006-3c |
R1;
R1.6. |
Medium |
|
|||||||
SERC2013011706 |
CIP-006-3c |
R1;
R1.6. |
Medium |
|
|||||||
SERC2013012206 |
CIP-006-3c |
R4 |
Medium |
|
|||||||
SERC2013012431 |
CIP-004-3a |
R4;
R4.1 |
Lower |
|
|||||||
SERC2013012710 |
CIP-006-3c |
R1; R1.6 |
Medium |
|
|||||||
SERC2013012712 |
CIP-004-1 |
R3 |
Medium |
|
|||||||
12/31/2013 |
FERC |
NP14-23-000 |
SPP
RE |
Unidentified
Registered Entity |
NCRXXXXX |
$100,000 |
SPP2011008732 |
CIP-002-1 |
R3; |
Lower |
|
SPP2011008733 |
CIP-003-1 |
R5; R5.1 |
Lower |
|
|||||||
SPP2011008735 |
CIP-004-1 |
R3; R3.1 |
Medium |
|
|||||||
SPP2011008736 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SPP2011008737 |
CIP-005-1 |
R2; R2.1; R2.2; R2.4 |
Medium |
|
|||||||
SPP2011008738 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SPP2011008739 |
CIP-005-1 |
R4; R4.1, R4.2, R4.3, R4.4, R4.5 |
Medium |
|
|||||||
SPP2011008756 |
CIP-007-1 |
R8; R8.1, R8.2, R8.4 |
Lower |
|
|||||||
SPP2011008747 |
CIP-006-1 |
R6 |
Medium |
|
|||||||
SPP2011008749 |
CIP-007-1 |
R2; R2.1, R2.2 |
Medium |
|
|||||||
SPP2011008751 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SPP2011008754 |
CIP-007-1 |
R6; R6.5 |
Lower |
|
|||||||
SPP2011008761 |
CIP-009-1 |
R2 |
Lower |
|
|||||||
SPP2011008748 |
CIP-007-1 |
R1; R1.1 |
Medium |
|
|||||||
SPP2011008734 |
CIP-003-1 |
R6 |
Lower |
|
|||||||
SPP2011008740 |
CIP-005-1 |
R5.1; R5.3 |
Lower |
|
|||||||
SPP2011008742 |
CIP-006-1 |
R1.1; R1.2; R1.4; R1.6 |
Medium |
|
|||||||
SPP2011008743 |
CIP-006-1 |
R1.8 |
Medium |
|
|||||||
SPP2011008744 |
CIP-006-1 |
R2 |
Medium |
|
|||||||
SPP2011008745 |
CIP-006-1 |
R3 |
Medium |
|
|||||||
SPP2011008746 |
CIP-006-1 |
R4 |
Medium |
|
|||||||
SPP2011008752 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
SPP2011008753 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SPP2011008755 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SPP2011008757 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
SPP2011008759 |
CIP-008-1 |
R1.1; R1.3; |
Lower |
|
|||||||
SPP2011008760 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
SPP2011008762 |
CIP-009-1 |
R4 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-22-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$150,000 |
WECC201102906 |
CIP-003-1 |
R4 |
Medium |
|
WECC201103022 |
CIP-006-3c |
R1: R1.4; R1.5 |
Medium |
|
|||||||
WECC201002325 |
R1 |
Medium |
|
||||||||
WECC201102498 |
R1: R1.1; R1.2; R1.4; R1.6; R1.8 |
Medium |
|
||||||||
WECC201102806 |
R3.1 |
Medium |
|
||||||||
WECC201002358 |
CIP-007-2a |
R1 |
Medium |
|
|||||||
WECC201002328 |
R5: R5.2.1; R5.3.2 |
Medium |
|
||||||||
12/31/2013 |
FERC |
NP14-21-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$175,000 |
SERC201000447 |
CIP-006-1 |
R2 |
Medium |
|
SERC201000513 |
CIP-002-1 |
R3 |
High |
|
|||||||
SERC201000564 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC201000565 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
SERC201000592 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC201000593 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC201000594 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC201000595 |
CIP-006-2 |
R5 |
Medium |
|
|||||||
SERC2011008316 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SERC2011008511 |
CIP-005-1 |
R3 |
Medium |
|
|||||||
SERC2011008512 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
SERC2011008513 |
CIP-006-1 |
R1; R1.8 |
Medium |
|
|||||||
SERC2011008516 |
CIP-007-3a |
R1 |
Medium |
|
|||||||
SERC2012011645 |
CIP-007-3a |
R3; R3.1 |
Lower |
|
|||||||
SERC2013013123 |
CIP-004-1 |
R2; R2.1 |
Medium |
|
|||||||
SERC2013013146 |
CIP-004-1 |
R3 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-20-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$198,000 |
SERC2011006592 |
R3 |
High |
|
|
SERC2011008277 |
R4 |
Medium |
|
||||||||
SERC2011008278 |
CIP-003-1 |
R5 |
Lower |
|
|||||||
SERC201000523 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
SERC2011006594 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
SERC2011007430 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
SERC2012010943 |
CIP-005-3a |
R3 |
Medium |
|
|||||||
SERC2011008279 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
SERC2011006597 |
R1 |
Medium |
|
||||||||
SERC2012010945 |
R2 |
Medium |
|
||||||||
SERC2012010946 |
R3 |
Medium |
|
||||||||
SERC2011006595 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
SERC2011006596 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2011006598 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
SERC2011006599 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
SERC2011006600 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC2011006601 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
SERC2011006602 |
CIP-007-1 |
R7 |
Lower |
|
|||||||
SERC2011006603 |
CIP-007-1 |
R8 |
Lower |
|
|||||||
SERC2012010949 |
CIP-008-3 |
R1: R1.4 |
Lower |
|
|||||||
SERC2011008283 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-19-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$185,000 |
WECC2012009779 |
CIP-002-1 |
R3 |
High |
|
WECC2011008709 |
CIP-004-3 |
R4; R4.2 |
Lower |
|
|||||||
WECC2012009759 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
WECC2012009746 |
CIP-006-1 |
R1; R1.8 |
Medium |
|
|||||||
WECC2012009792 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
WECC2012009793 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
WECC2012009794 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
WECC2012009795 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
WECC2012009796 |
CIP-007-1 |
R5; R5.2.3 |
Medium |
|
|||||||
WECC2012009797 |
CIP-007-1 |
R8; R8.4 |
Medium |
|
|||||||
WECC2012009798 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-18-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$110,000 |
SERC2011007531 |
CIP-004-3 |
R2 |
Lower |
|
SERC2012011584 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2011008775 |
R1 |
Medium |
|
||||||||
SERC2012010549 |
CIP-005-3a |
R2 |
Medium |
|
|||||||
SERC2011007385 |
R3 |
Medium |
|
||||||||
SERC2012011380 |
CIP-005-3a |
R5 |
Lower |
|
|||||||
SERC2012010143 |
R1 |
Lower |
|
||||||||
SERC2011007156 |
CIP-006-3a |
R1 |
Medium |
|
|||||||
SERC2012010343 |
R3 |
Medium |
|
||||||||
SERC2011008616 |
CIP-006-3a |
R6 |
Lower |
|
|||||||
SERC2012010344 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
SERC2012010793 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
SERC2011007532 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
SERC2013011678 |
CIP-007-3 |
R6 |
Medium |
|
|||||||
SERC2012010346 |
CIP-009-1 |
R5 |
Lower |
|
|||||||
12/30/2013 |
FERC |
NP14-17-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$144,000 |
WECC2013012051 |
CIP-002-1 |
R3 |
High |
|
WECC2013012052 |
CIP-005-3a |
R2.4 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-16-000 |
SERC |
Unidentified
Registered Entity |
NCRXXXXX |
$50,000 |
SERC200900414 |
CIP‐002‐1 |
R3 |
High |
|
SERC200900415 |
CIP‐003‐1 |
R1; 1.2 |
Lower |
|
|||||||
SERC201000665 |
CIP‐003‐1 |
R4 |
Medium |
|
|||||||
SERC201000666 |
CIP‐003‐1 |
R5 |
Lower |
|
|||||||
SERC201000667 |
CIP‐003‐1 |
R6 |
Lower |
|
|||||||
SERC2012010852 |
CIP‐003‐3 |
R6 |
Lower |
|
|||||||
SERC201000507 |
CIP‐004‐1 |
R1 |
Lower |
|
|||||||
SERC200900416 |
CIP‐004‐1 |
R2; R2.1 |
Medium |
|
|||||||
SERC200900417 |
CIP‐004‐1 |
R3 |
Medium |
|
|||||||
SERC2011007656 |
CIP‐004‐3 |
R3; R3.2 |
Lower |
|
|||||||
SERC200900419 |
CIP‐004‐1 |
R4 |
Lower |
|
|||||||
SERC201000668 |
CIP‐004‐1 |
R4 |
Lower |
|
|||||||
SERC201000669 |
CIP‐005‐1 |
R1; R1.1; R1.4 |
Medium |
|
|||||||
SERC201000670 |
CIP‐005‐1 |
R1; R1.5 |
Medium |
|
|||||||
SERC2012010853 |
CIP‐005‐1 |
R1; R1.5 |
Medium |
|
|||||||
SERC201000671 |
CIP‐005‐1 |
R2; R2.2 |
Medium |
|
|||||||
SERC2012010854 |
CIP‐005‐3a |
R2; R2.2 |
Medium |
|
|||||||
SERC200900418 |
CIP‐005‐1 |
R2; R2.5.2 |
Lower |
|
|||||||
SERC201000672 |
CIP‐005‐1 |
R3 |
Medium |
|
|||||||
SERC2012010857 |
CIP‐005‐1 |
R3; R3.2 |
Medium |
|
|||||||
SERC201000673 |
CIP‐005‐1 |
R5; R5.1 |
Lower |
|
|||||||
SERC2013012192 |
CIP‐006‐3c |
R1; R1.6 |
Medium |
|
|||||||
SERC2012010637 |
CIP‐006‐1 |
R1; R1.8 |
Lower |
|
|||||||
SERC2012010855 |
CIP‐006‐1 |
R1; R1.8 |
Lower |
|
|||||||
SERC2012009690 |
CIP‐006‐3c |
R8; R8.1 |
Medium |
|
|||||||
SERC2012010856 |
CIP‐007‐1 |
R1; R1.3 |
Lower |
|
|||||||
SERC201000674 |
CIP‐007‐1 |
R2 |
Medium |
|
|||||||
SERC201000675 |
CIP‐007‐1 |
R3 |
Lower |
|
|||||||
SERC201000676 |
CIP‐007‐1 |
R5 |
Lower |
|
|||||||
SERC2012010859 |
CIP‐007‐1 |
R5; R5.2.3; R5.3 |
Lower |
|
|||||||
SERC2011007657 |
CIP‐007‐3a |
R5; R5.3.3 |
Medium |
|
|||||||
SERC2012010858 |
CIP‐007‐1 |
R6; R6.3 |
Medium |
|
|||||||
SERC200900420 |
CIP‐008‐1 |
R1 |
Lower |
|
|||||||
SERC201000677 |
CIP‐009‐1 |
R1 |
Medium |
|
|||||||
12/30/2013 |
FERC |
NP14-15-000 |
WECC |
TransAlta
Centralia Generation, LLC |
NCR05533 |
$97,500 |
WECC2013011906 |
FAC-001-0 |
R1 |
Medium |
|
WECC2013011907 |
FAC-001-0 |
R2 |
Medium |
|
|||||||
WECC2013011908 |
PRC-005-1 |
R2 |
High |
|
|||||||
12/30/2013 |
FERC |
NP14-14-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
12/30/2013 |
FERC |
NP14-13-000 |
MRO |
NextEra
Energy Resources |
NCR10019 |
$45,000 |
MRO201100394 |
PRC-005-1 |
R2; R2.1 |
High |
|
12/30/2013 |
FERC |
NP14-12-000 |
RFC |
PJM
Interconnection |
NCR00879 |
$10,000 |
RFC201000614 |
R2 |
Medium |
|
|
RFC2012010155 |
FAC-011-2 |
R2 |
High |
|
|||||||
12/30/2013 |
FERC |
NP14-11-000 |
RFC |
Northern
Indiana Public Service Company |
NCR02610 |
$0 |
RFC2011001192 |
PRC-023-1 |
R1 |
High |
|
RFC2012010008 |
FAC-009-1 |
R1 |
Medium |
|
|||||||
RFC2012010010 |
PRC-005-1 |
R1 |
High |
|
|||||||
RFC2012010015 |
FAC-009-1 |
R1 |
Medium |
|
|||||||
11/27/2013 |
FERC |
NP14-10-000 |
WECC |
Public
Service Company of Colorado |
NCR05521 |
$215,000 |
WECC2012009202 |
PRC-005-1 |
R2 |
High |
|
11/27/2013 |
FERC |
NP14-9-000 |
WECC |
Dynegy
Power, LLC |
NCR00200 |
$70,000 |
WECC2013011944 |
PRC-005-1 |
R2; R2.1; R2.2 |
High |
|
11/27/2013 |
FERC |
NP14-8-000 |
RFC |
Whiting
Clean Energy, Inc. |
NCR00417 |
$35,000 |
RFC2012010746 |
PRC-005-1 |
R1 |
High |
|
RFC2012011350 |
CIP-001-1 |
R2 |
Medium |
|
|||||||
RFC2012011351 |
FAC-008-1 |
R1 |
Lower |
|
|||||||
RFC2012011352 |
FAC-009-1 |
R1 |
Medium |
|
|||||||
RFC2012011353 |
PRC-001-1 |
R1 |
High |
|
|||||||
RFC2012011354 |
PRC-005-1 |
R2; R2.1; R2.2 |
High |
|
|||||||
RFC2012011355 |
VAR-002-1.1b |
R2 |
Medium |
|
|||||||
11/27/2013 |
FERC |
NP14-7-000 |
RFC |
Indianapolis
Power & Light Company |
NCR00798 |
$30,000 |
RFC2013012210 |
TOP-002-2 |
R11 |
Medium |
|
RFC2013012211 |
VAR-002-1 |
R1 |
Medium |
|
|||||||
11/27/2013 |
FERC |
NP14-6-000 View
Errata>> |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
10/30/2013 |
FERC |
NP14-5-000 |
RFC |
Unidentified
Registered Entity |
NCRXXXXX |
$0 |
RFC201000288 |
CIP‐004‐1 |
R2 |
Lower |
|
RFC201000289 |
CIP‐004‐1 |
R3; R3.3 |
Lower |
|
|||||||
RFC201000290 |
CIP‐004‐1 |
R4 |
Lower |
|
|||||||
RFC2012010329 |
CIP‐004‐3 |
R4 |
Lower |
|
|||||||
RFC2012010349 |
CIP‐007-3a |
R1; R1.1 |
Moderate |
|
|||||||
RFC2012011205 |
CIP‐007‐3 |
R3; R3.1 |
Lower |
|
|||||||
RFC2012010350 |
CIP‐007‐3a |
R5; R5.2.2; R5.3.3 |
Lower |
|
|||||||
10/30/2013 |
FERC |
NP14-4-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
10/30/2013 |
FERC |
NP14-3-000 |
WECC |
PacifiCorp |
NCR05304 |
$92,000 |
WECC2012011158 |
FAC-009-1 |
R1 |
Medium |
|
WECC2012010889 |
PRC-023-1 |
R1 |
High |
|
|||||||
10/30/2013 |
FERC |
NP14-2-000 |
TRE |
Enerwise Global
Technologies (Comverge, Inc.) |
NCR11024 |
$19,000 |
TRE2012009821 |
IRO-001-1.1 |
R8 |
High |
|
TRE2012009822 |
TOP-001-1 |
R4 |
High |
|
|||||||
10/30/2013 |
FERC |
NP14-1-000 |
WECC |
Puget
Sound Energy, Inc. |
NCR05344 |
$50,000 |
WECC2012011190 |
TOP‐004‐2 |
R1 |
High |
|
WECC2012011189 |
TOP‐008‐1 |
R1 |
High |
|
|||||||
9/30/2013 |
FERC |
NP13-57-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
9/30/2013 |
FERC |
NP13-56-000 |
NCEA |
California
Independent System Operator |
NCR05048 |
$120,000 |
NCEA201100110 |
EOP-001-0 |
R3; R3.3 |
Medium |
|
NCEA201100111 |
EOP-003-1 |
R8 |
High |
|
|||||||
NCEA201100112 |
TOP-STD-007-0 |
WR1 |
N/A |
|
|||||||
NCEA201100114 |
TOP-002-2 |
R1 |
Medium |
|
|||||||
NCEA201100115 |
TOP-004-1 |
R6 |
Medium |
|
|||||||
NCEA201100118 |
COM-002-2 |
R2 |
Medium |
|
|||||||
9/30/2013 |
FERC |
NP13-55-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$150,000 |
WECC2013012117 |
CIP-002-3 |
R1 |
Medium |
|
WECC2012010602 |
CIP-003-1 |
R6 |
Lower |
|
|||||||
WECC2012010757 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
WECC2012010596 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
WECC2012010597 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
WECC2012010748 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
WECC2012010758 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
WECC2012010735 |
CIP-006-1 |
R6 |
Medium |
|
|||||||
WECC2012010600 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
WECC2012010601 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
WECC2012010752 |
CIP-007-1 |
R8 |
Medium |
|
|||||||
WECC2012010747 |
CIP-008-1 |
R1 |
Lower |
|
|||||||
WECC2012010603 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
WECC2012010749 |
CIP-009-1 |
R2 |
Lower |
|
|||||||
WECC2012010756 |
CIP-009-1 |
R4 |
Lower |
|
|||||||
WECC2012010755 |
CIP-009-1 |
R5 |
Lower |
|
|||||||
9/30/2013 |
FERC |
NP13-54-000 |
NCEA |
Southern
California Edison – Transmission & Distribution Business Unit |
NCR05398 |
$5,000 |
NCEA201100107 |
PER-002-0 |
R1 |
High |
|
9/30/2013 |
FERC |
NP13-53-000 |
NCEA |
San
Diego Gas & Electric |
NCR05377 |
$5,000 |
NCEA201100108 |
PER-002-0 |
R1 |
High |
|
9/30/2013 |
FERC |
NP13-52-000 |
NPCC |
ISO
New England, Inc. |
NCR07124 |
$5,000 |
NPCC201000206 |
BAL-002-0 |
4.1; 4.2 |
Medium |
|
8/30/2013 |
FERC |
NP13-51-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
8/30/2013 |
FERC |
NP13-50-000 |
TRE |
MP2 Energy, LLC |
NCR11022 |
$12,000 |
TRE2012009919 |
IRO-001-1.1 |
R8 |
High |
|
TRE2012009920 |
TOP-001-1 |
R4 |
High |
|
|||||||
8/30/2013 |
FERC |
NP13-49-000 |
TRE |
City of College Station |
NCR04032 |
$12,000 |
TRE2012011232 |
EOP-001-0 |
R3.3 |
Medium |
|
TRE2013012473 |
EOP-003-1 |
R5 |
High |
|
|||||||
8/30/2013 |
FERC |
NP13-48-000 |
TRE |
Bryan Texas Utilities |
NCR04022 |
$0 |
TRE201100464 |
EOP-001-0 |
R3; R3.3 |
Medium |
|
7/31/2013 |
FERC |
NP13-47-000 |
RFC,
SERC |
Unidentified
Registered Entity and Unidentified Registered Entity |
NCRXXXXX,
NCRXXXXX |
$350,000 |
RFC2011001057 |
CIP-002-3 |
R3 |
High |
|
RFC2011001243 |
CIP-002-3 |
R3 |
High |
|
|||||||
RFC2012001319 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC201108000 |
CIP-002-3 |
R3 |
High |
|
|||||||
SERC2011007525 |
CIP-002-3 |
R3 |
High |
|
|||||||
RFC2011001058 |
CIP-003-3 |
R4 |
Medium |
|
|||||||
SERC2011007658 |
CIP-003-3 |
R4 |
Medium |
|
|||||||
RFC2012010396 |
CIP-003-3 |
R5 |
Lower |
|
|||||||
SERC2013011704 |
CIP-003-3 |
R5 |
Lower |
|
|||||||
RFC2012009880 |
CIP-003-3 |
R6 |
Lower |
|
|||||||
SERC2013011710 |
CIP-003-3 |
R6 |
Lower |
|
|||||||
SERC2011008269 |
CIP-003-3 |
R6 |
Lower |
|
|||||||
RFC2011001244 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
RFC2011001264 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC2013011705 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SERC201000506 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
RFC201100876 |
CIP-005-3 |
R1 |
Medium |
|
|||||||
RFC2012001318 |
CIP-005-3 |
R1 |
Medium |
|
|||||||
SERC2011007571 |
CIP-005-3 |
R1 |
Medium |
|
|||||||
RFC2012001317 |
CIP-005-3 |
R2 |
Medium |
|
|||||||
SERC2011008270 |
CIP-005-3 |
R2 |
Medium |
|
|||||||
RFC2012001316 |
CIP-005-3a |
R3 |
Medium |
|
|||||||
RFC201100877 |
CIP-005-3a |
R4 |
Medium |
|
|||||||
SERC2011007871 |
CIP-005-3a |
R4 |
Medium |
|
|||||||
RFC2012010397 |
CIP-005-3 |
R5 |
Lower |
|
|||||||
RFC201100878 |
CIP-006-3 |
R1 |
Medium |
|
|||||||
SERC2013011711 |
CIP-006-3 |
R1 |
Medium |
|
|||||||
SERC2013011771 |
CIP-006-3 |
R1 |
Medium |
|
|||||||
SERC2011007872 |
CIP-006-3 |
R1 |
Medium |
|
|||||||
SERC2011008001 |
CIP-006-3 |
R1 |
Medium |
|
|||||||
SERC2011007881 |
CIP-006-3 |
R2 |
Medium |
|
|||||||
RFC201100880 |
CIP-006-3 |
R4 |
Medium |
|
|||||||
RFC201100879 |
CIP-006-3 |
R2 |
Medium |
|
|||||||
RFC2012010022 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
RFC2013011723 |
CIP-006-3c |
R5 |
Medium |
|
|||||||
RFC2012009881 |
CIP-007-3 |
R1 |
Medium |
|
|||||||
RFC2012001315 |
CIP-007-3 |
R2 |
Medium |
|
|||||||
RFC2011001112 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
SERC2011007998 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
RFC2011001060 |
CIP-007-3 |
R4 |
Medium |
|
|||||||
SERC201107574 |
CIP-007-3 |
R4 |
Medium |
|
|||||||
RFC201100881 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
RFC2011001062 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
RFC2011001113 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
RFC2012001314 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
SERC2011007981 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
SERC2011007570 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
SERC2011007573 |
CIP-007-3 |
R5 |
Lower |
|
|||||||
RFC201100882 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
RFC2011001064 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
RFC2011001114 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
SERC2011007880 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
SERC2011007572 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
SERC2011008002 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
SERC2011008272 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
RFC201100883 |
CIP-007-3a |
R8 |
Lower |
|
|||||||
RFC2011001245 |
CIP-007-3a |
R8 |
Lower |
|
|||||||
SERC2011007870 |
CIP-007-3a |
R8 |
Lower |
|
|||||||
RFC2012010398 |
CIP-008-3 |
R1 |
Lower |
|
|||||||
SERC2013011712 |
CIP-008-3 |
R1 |
Lower |
|
|||||||
RFC2012010400 |
CIP-009-3 |
R5 |
Lower |
|
|||||||
SERC2013011709 |
CIP-009-3 |
R5 |
Lower |
|
|||||||
7/31/2013 |
FERC |
NP13-46-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
7/31/2013 |
FERC |
NP13-45-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$198,000 |
WECC2011008651 |
CIP-004-1 |
R4 |
Lower |
|
WECC2011008652 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
WECC2011008653 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
WECC2011008654 |
CIP-005-3 |
R3 |
Medium |
|
|||||||
WECC2012011489 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
WECC2011008657 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
WECC2011008658 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
WECC2011008659 |
CIP-007-1 |
R4 |
Medium |
|
|||||||
WECC2011008660 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
WECC2011008661 |
CIP-007-1 |
R6 |
Lower |
|
|||||||
7/31/2013 |
FERC |
NP13-44-000 |
MRO |
Northern
States Power (Xcel Energy) |
NCR01020 |
$250,000 |
MRO201100263 |
COM-002-2 |
R2 |
Medium |
|
MRO201100268 |
PRC-004-1 |
R1 |
High |
|
|||||||
MRO201100332 |
EOP-008-0 |
R1.5 |
Medium |
|
|||||||
MRO201100333 |
PRC-005-1 |
R2.1 |
High |
|
|||||||
7/31/2013 |
FERC |
NP13-43-000 |
SPP
RE |
Sunflower
Electric Power Corporation |
NCR01148 |
$30,000 |
SPP2011008130 |
FAC-009-1 |
R1 |
Medium |
|
7/31/2013 |
FERC |
NP13-42-000 |
WECC |
NorthWestern Corporation |
NCR05282 |
$130,000 |
WECC201102863 |
PRC-005-1 |
R2 |
High |
|
6/27/2013 |
FERC |
RC13-10-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
6/27/2013 |
FERC |
NP13-41-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
|
6/27/2013 |
FERC |
NP13-40-000 |
WECC |
Milford
Wind Corridor Phase I, LLC |
NCR10394 |
$81,000 |
WECC2012009491 |
EOP-005-1 |
R1 |
Medium |
|
WECC2012009492 |
EOP-005-1 |
R2 |
Medium |
|
|||||||
WECC2012009480 |
EOP-005-1 |
R5 |
Medium |
|
|||||||
WECC2012009481 |
EOP-005-1 |
R6 |
High |
|
|||||||
WECC2012009482 |
EOP-005-1 |
R7 |
High |
|
|||||||
WECC2012009485 |
FAC-001-0 |
R1 |
Medium |
|
|||||||
WECC2012009486 |
FAC-001-0 |
R2 |
Medium |
|
|||||||
WECC2012009488 |
FAC-003-1 |
R1 |
High |
|
|||||||
WECC2012009489 |
FAC-003-1 |
R2 |
High |
|
|||||||
WECC2012009585 |
PER-002-0 |
R2 |
High |
|
|||||||
WECC2012009586 |
PER-002-0 |
R3 |
High |
|
|||||||
WECC2012009587 |
PER-002-0 |
R4 |
High |
|
|||||||
WECC2012009494 |
PER-003-0 |
R1 |
High |
|
|||||||
WECC2012009496 |
TOP-001-1 |
R1 |
High |
|
|||||||
WECC2012009497 |
TOP-004-2 |
R6 |
Medium |
|
|||||||
5/30/2013 |
FERC |
RC13-9-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
5/30/2013 |
FERC |
NP13-39-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
5/30/2013 |
FERC |
NP13-38-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$291,000 |
WECC201102568 |
CIP-002-1 |
R3 |
High |
|
WECC201102569 |
CIP-003-2 |
R1.2 |
Lower |
|
|||||||
WECC201102582 |
CIP-003-1 |
R3 |
Lower |
|
|||||||
WECC201102581 |
CIP-003-1 |
R4 |
Lower |
|
|||||||
WECC201102587 |
CIP-003-1 |
R5 |
Lower |
|
|||||||
WECC201102589 |
CIP-004-1 |
R2 |
Medium |
|
|||||||
WECC201102591 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
WECC201102574 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
WECC201102596 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
WECC201102578 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
WECC201102579 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
WECC201102580 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
WECC201002549 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
WECC201102592 |
CIP-007-1 |
R6 |
Medium |
|
|||||||
WECC201102837 |
CIP-007-1 |
R8 |
Lower |
|
|||||||
WECC201102550 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
WECC201102556 |
CIP-009-1 |
R5 |
Lower |
|
|||||||
5/30/2013 |
FERC |
NP13-37-000 |
Texas
RE |
American
Electric Power Service Corp as agent for AEP Texas North Co, AEP Texas
Central Co, and Public Service of Oklahoma |
NCR04006 |
$200,000 |
TRE201100206 |
PRC-010-0 |
R1.1.1 |
Medium |
|
TRE201100243 |
PRC-004-1 |
R1 |
High |
|
|||||||
TRE201100244 |
PRC-004-1 |
R3 |
Lower |
|
|||||||
TRE201100246 |
PRC-005-1 |
R2 |
High |
|
|||||||
TRE201100560 |
PER-003-0 |
R1 |
High |
|
|||||||
TRE2012010887 |
EOP-003-1 |
R8 |
High |
|
|||||||
5/30/2013 |
FERC |
NP13-36-000 |
WECC |
Salt
River Project Agricultural Improvement and Power District |
NCR05372 |
$10,000 |
WECC201102634 |
COM-002-2 |
R2 |
Medium |
|
5/30/2013 |
FERC |
NP13-35-000 |
RFC |
American
Electric Power Service Corporation as agent for Appalachian Power Company,
Columbus Southern Power Company, Indiana Michigan Power Company, Kentucky
Power Company, Kingsport Power Company, Ohio Power Company, and
Wheeling Power Company |
NCR00682 |
$225,000 |
RFC201000608 |
COM-002-2 |
R2 |
Medium |
|
RFC2012010145 |
EOP-001-0 |
R3 |
Medium |
|
|||||||
RFC2012010146 |
EOP-003-1 |
R1 |
High |
|
|||||||
RFC2012010147 |
EOP-003-1 |
R8 |
High |
|
|||||||
RFC2012010148 |
FAC-009-1 |
R1 |
Medium |
|
|||||||
RFC2012010149 |
IRO-001-1.1 |
R8 |
High |
|
|||||||
RFC2012010150 |
PER-002-0 |
R1 |
Medium |
|
|||||||
RFC2012010151 |
TOP-001-1 |
R1 |
High |
|
|||||||
RFC2012010152 |
TOP-001-1 |
R2 |
High |
|
|||||||
RFC2012010154 |
TOP-001-1 |
R5 |
High |
|
|||||||
5/30/2013 |
FERC |
NP13-34-000 |
Texas
RE |
Unidentified
Registered Entity |
NCRXXXXX |
$137,000 |
TRE201100424 |
CIP-002-1 |
R3 |
High |
|
TRE201100425 |
CIP-002-1 |
R4 |
Lower |
|
|||||||
TRE201100426 |
CIP-003-1 |
R1 |
Medium |
|
|||||||
TRE201100428 |
CIP-003-1 |
R4 |
Medium |
|
|||||||
TRE201100429 |
CIP-003-1 |
R5 |
Lower |
|
|||||||
TRE201100430 |
CIP-003-1 |
R6 |
Lower |
|
|||||||
TRE201100431 |
CIP-004-1 |
R4 |
Lower |
|
|||||||
TRE201100432 |
CIP-004-2 |
R3 |
Lower |
|
|||||||
TRE201100433 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
TRE201100436 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
TRE201100437 |
CIP-005-1 |
R5 |
Lower |
|
|||||||
TRE201100438 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
TRE201100446 |
CIP-007-1 |
R1 |
Medium |
|
|||||||
TRE201100447 |
CIP-007-1 |
R2 |
Medium |
|
|||||||
TRE201100448 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
TRE201100449 |
CIP-007-1 |
R5 |
Lower |
|
|||||||
TRE201100452 |
CIP-007-2a |
R7 |
Lower |
|
|||||||
TRE201100450 |
CIP-007-1 |
R8 |
Lower |
|
|||||||
TRE201100451 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
TRE201100453 |
CIP-008-1 |
R1 |
Lower |
|
|||||||
TRE201100454 |
CIP-009-1 |
R1 |
Medium |
|
|||||||
TRE201100455 |
CIP-009-1 |
R2 |
Lower |
|
|||||||
TRE201100457 |
CIP-009-1 |
R4 |
Lower |
|
|||||||
TRE201100458 |
CIP-009-1 |
R5 |
Lower |
|
|||||||
4/30/2013 |
FERC |
RC13-8-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
4/30/2013 |
FERC |
NP13-33-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
See Spreadsheets and NOP for Spreadsheet NOP
information |
|
4/30/2013 |
FERC |
NP13-32-000 |
NERC
as CEA (NCEA) |
Unidentified
Registered Entity |
NCRXXXXX |
$40,000 |
NCEA201200131 |
CIP-007-1 |
R1.3 |
Lower |
|
NCEA201200130 |
CIP-007-1 |
R1.2 |
Lower |
|
|||||||
NCEA201200129 |
CIP-007-1 |
R1.1 |
Medium |
|
|||||||
4/30/2013 |
FERC |
NP13-31-000 |
TRE |
Brownsville
Public Utilities Board |
NCR04018 |
$10,000 |
TRE2012010721 |
EOP-003-1 |
R5 |
High |
|
3/27/2013 |
FERC |
RC13-7-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
3/27/2013 |
FERC |
NP13-30-000 |
RFC |
Unidentified
Registered Entity |
NCRXXXXX,
NCRXXXXX, NCRXXXXX |
$120,000 |
|||||
RFC2011001158 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
RFC2011001173 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
RFC2011001148 |
CIP-004-1 |
R2 |
Medium |
|
|||||||
RFC2011001149 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
RFC2011001166 |
CIP-005-1 |
R1 |
Medium |
|
|||||||
RFC2011001150 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
RFC2011001159 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
RFC2011001167 |
CIP-005-1 |
R2 |
Medium |
|
|||||||
RFC2011001160 |
CIP-005-1 |
R4 |
Medium |
|
|||||||
RFC2011001152 |
CIP-005-1 |
R5 |
Lower |
|
|||||||
RFC2011001161 |
CIP-005-1 |
R5 |
Lower |
|
|||||||
RFC2011001169 |
CIP-005-1 |
R5 |
Lower |
|
|||||||
RFC2011001172 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
RFC2011001165 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
RFC2011001157 |
CIP-004-1 |
R2 |
Medium |
|
|||||||
RFC2011001153 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
RFC2011001156 |
CIP-007-1 |
R9 |
Lower |
|
|||||||
RFC2011001164 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
RFC2011001155 |
CIP-007-1 |
R5 |
Medium |
|
|||||||
RFC2011001171 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
RFC2011001163 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
RFC2011001154 |
CIP-007-1 |
R3 |
Lower |
|
|||||||
RFC2011001170 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
RFC2011001162 |
CIP-006-1 |
R1 |
Medium |
|
|||||||
3/27/2013 |
FERC |
NP13-29-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
3/27/2013 |
FERC |
NP13-28-000 |
RFC,
Texas RE, SPP RE |
Unidentified
Registered Entity |
NCRXXXXX,
NCRXXXXX, NCRXXXXX |
$90,000 |
SPP201100518 |
CIP-007-3 |
R6 |
Lower |
|
RFC2011001079 |
CIP-005-3a |
R4 |
Medium |
|
|||||||
RFC2011001082 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
TRE201000205 |
CIP-007-3 |
R5 |
Medium |
|
|||||||
SPP201000447 |
CIP-007-3 |
R5 |
Medium |
|
|||||||
RFC201000690 |
CIP-007-3 |
R5 |
Medium |
|
|||||||
TRE201100377 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
SPP201100616 |
CIP-007-3 |
R3 |
Lower |
|
|||||||
RFC201100769 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
TRE201100376 |
CIP-007-3 |
R2 |
Medium |
|
|||||||
SPP201100615 |
CIP-007-3 |
R2 |
Medium |
|
|||||||
RFC2011001081 |
CIP-007-3 |
R2 |
Medium |
|
|||||||
SPP201100613 |
CIP-005-3a |
R4 |
Medium |
|
|||||||
TRE201100371 |
CIP-005-3a |
R2 |
Medium |
|
|||||||
SPP201100612 |
CIP-005-3a |
R2 |
Medium |
|
|||||||
TRE201100291 |
CIP-007-3 |
R6 |
Lower |
|
|||||||
RFC201100936 |
CIP-007-3 |
R8 |
Lower |
|
|||||||
TRE201100372 |
CIP-005-3a |
R4 |
Medium |
|
|||||||
TRE201100374 |
CIP-006-3c |
R2 |
Medium |
|
|||||||
TRE201100369 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
SPP201100594 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
RFC201100948 |
CIP-004-3 |
R4 |
Lower |
|
|||||||
TRE201100379 |
CIP-007-3 |
R8 |
Lower |
|
|||||||
SPP201100591 |
CIP-007-3 |
R8 |
Lower |
|
|||||||
TRE201100375 |
CIP-006-3c |
R6 |
Lower |
|
|||||||
SPP201100595 |
CIP-006-3c |
R6 |
Lower |
|
|||||||
RFC201100935 |
CIP-006-3c |
R6 |
Lower |
|
|||||||
RFC201100931 |
CIP-004-3 |
R3 |
Lower |
|
|||||||
SPP201100588 |
CIP-006-3c |
R2 |
Medium |
|
|||||||
RFC201100934 |
CIP-006-3c |
R2 |
Medium |
|
|||||||
TRE201100373 |
CIP-006-3c |
R1 |
Medium |
|
|||||||
SPP201100589 |
CIP-006-3c |
R1 |
Medium |
|
|||||||
RFC201100933 |
CIP-006-3c |
R1 |
Medium |
|
|||||||
TRE201100368 |
CIP-004-3 |
R3 |
Lower |
|
|||||||
SPP201100586 |
CIP-004-3 |
R3 |
Lower |
|
|||||||
RFC2011001078 |
CIP-005-3a |
R2 |
Medium |
|
|||||||
2/28/2013 |
FERC |
RC13-6-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement
Mechanism information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
2/28/2013 |
FERC |
NP13-27-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
2/28/2013 |
FERC |
NP13-26-000 |
NERC
as CEA (NCEA) |
Jersey
Central Power & Light Company |
NCR00806 |
$40,000 |
NCEA201200132 |
PRC-005-1 |
R2 |
High |
|
2/28/2013 |
FERC |
NP13-25-000 |
TRE |
EnerNoc, Inc. |
NCR11021 |
$25,000 |
TRE2012009968 |
TOP-001-1 |
4 |
High |
|
TRE2012009967 |
IRO-001-1.1 |
8 |
High |
|
|||||||
2/28/2013 |
FERC |
NP13-24-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$151,500 |
WECC201002673 |
CIP-007-1 |
5.3.2 |
Lower |
|
WECC201102799 |
CIP-007-2 |
6 |
Medium |
|
|||||||
WECC201002672 |
CIP-007-1 |
3 |
Lower |
|
|||||||
WECC201102671 |
CIP-007-1 |
1 |
Medium |
|
|||||||
WECC201102798 |
CIP-006-1 |
4 |
Lower |
|
|||||||
WECC201102651 |
CIP-006-1 |
3 |
Medium |
|
|||||||
WECC201002653 |
CIP-006-1 |
1.6 |
Medium |
|
|||||||
WECC201102660 |
CIP-004-3 |
3.2 |
Lower |
|
|||||||
WECC201102712 |
CIP-006-1 |
3.1 |
Medium |
|
|||||||
1/31/2013 |
FERC |
RC13-5-000 |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
Compliance
Enforcement Mechanism |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See
Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
See Spreadsheet and Filing for Compliance Enforcement Mechanism
information |
|
1/31/2013 |
FERC |
NP13-23-000 |
See
Spreadsheets and NOP for Spreadsheet NOP information |
Spreadsheet
Notice of Penalty |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See
Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
See Spreadsheets and NOP for Spreadsheet NOP information |
|
1/31/2013 |
FERC |
NP13-22-000 |
WECC |
Unidentified
Registered Entity |
NCRXXXXX |
$115,000 |
WECC201102687 |
CIP-007-1 |
1 |
Medium |
|
WECC201102689 |
CIP-006-1 |
1.8 |
Lower |
|
|||||||
WECC201102693 |
CIP-005-1 |
1 |
Medium |
|
|||||||
WECC201102414 |
PRC-005-1 |
2 |
High |
|
|||||||
WECC201102413 |
PRC-005-1 |
1 |
High |
|
|||||||
WECC201102691 |
CIP-007-1 |
3.1 |
Lower |
|
|||||||
1/31/2013 |
FERC |
NP13-21-000 |
WECC |
Silicon
Valley Power |
NCR05392 |
$150,000 |
WECC2012009248 |
EOP-005-1 |
R2 |
Medium |
|
WECC2012009254 |
EOP-008-0 |
R1 |
High |
|
|||||||
WECC2012009256 |
FAC-001-0 |
R1 |
Medium |
|
|||||||
WECC2012009257 |
FAC-001-0 |
R2 |
Medium |
|
|||||||
WECC201102838 |
PER-002-0 |
R1 |
High |
|
|||||||
WECC201102839 |
PER-002-0 |
R2 |
High |
|
|||||||
WECC201102849 |
PER-002-0 |
R3 |
High |
|
|||||||
WECC201102848 |
PER-003-0 |
R1 |
High |
|
|||||||
WECC2012009262 |
PRC-023-1 |
R1 |
High |
|
|||||||
WECC2012009255 |
EOP-001-0 |
R3 |
Medium |
|
|||||||
WECC2012009253 |
EOP-005-1 |
R7 |
High |
|
|||||||
WECC2012009247 |
EOP-005-1 |
R1 |
Medium |
|
|||||||
WECC2012009249 |
EOP-005-1 |
R3 |
Medium |
|
|||||||
WECC2012009250 |
EOP-005-1 |
R4 |
Medium |
|
|||||||
WECC2012009251 |
EOP-005-1 |
R5 |
Medium |
|
|||||||
WECC2012009252 |
EOP-005-1 |
R6 |
High |
|
|||||||
WECC2012009246 |
EOP-001-0 |
R5 |
Medium |
|