Date

Regulatory
Authority

Regulatory
Filing ID

Region

Registered Entity

NCR ID*

Total
Penalty ($)

NERC
Violation ID

Reliability
Standard

Requirement

Violation Risk Factor

12/31/2012​

FERC​

RC13-3-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

See Spreadsheet and Filing for Compliance Enforcement Mechanism information​

12/31/2012​

FERC​

NP13-20-000
View NOP >>
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SERC​

​Duke Energy Carolinas

​NCR01219

​$17,000

SERC2011008229​

PRC-005-1​

​R1

High​

SERC2011008228​

PRC-001-1​

R4​

High​

SERC2011008227​

​PRC-001-1

R1​

​High

12/31/2012​

FERC​

NP13-19-000
View NOP >>
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SERC​

Unidentified Registered Entity​

NCRXXXXX​

$950,000​

SERC201000483​

CIP-005-1​

R4​

Medium​

SERC201000484​

CIP-006-1​

R6​

Medium​

SERC200900316​

CIP-009-1​

R1​

Medium​

SERC201000479​

​CIP-007-1​

R8​

Lower​

SERC201000485​

CIP-007-1​

R7​

Lower​

SERC201000577​

CIP-007-2a​

R6​

Lower​

SERC200900314​

CIP-007-1​

R6​

Lower​

​SERC200900315​

CIP-007-1​

R5​

Lower​

SERC201000688​

CIP-007-1​

R4​

Medium​

​SERC200900313​

CIP-007-1​

R3​

Lower​

SERC200900312​

CIP-007-1​

R2​

Medium​

​SERC200900310​

CIP-007-1​

R1​

Medium​

​SERC200900283​

CIP-004-1​

R4​

Lower​

SERC200900297​

CIP-002-1​

R3​

Lower​

SERC201000486​

CIP-006-1​

R5​

Lower​

​SERC200900320​

CIP-002-1​

R2​

High​

​SERC200900321​

CIP-004-1​

R2​

Medium​

SERC200900290​

CIP-005-1​

R1​

Medium​

SERC201000480​

CIP-005-1​

R2​

Medium​

SERC200900421​

CIP-005-1​

R3​

Medium​

SERC200900393​

CIP-006-1​

R3​

Lower​

SERC200900357​

CIP-006-1​

R1​

Medium​

​SERC201000627​

CIP-006-1​

R4​

Medium​

SERC201000515​

​CIP-003-1

R1.2​

Lower​

12/31/2012​

FERC​

NP13-18-000
View NOP >>
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SPP​

Unidentified Registered Entity​

NCRXXXXX​

$153,000​

SPP201100610​

CIP-005-1​

R2.2; R2.6​

Medium; Lower​

SPP2012009547​

CIP-004-3​

R2.1​

Medium​

SPP2012009760​

CIP-004-3

R4.1; R4.2​

Lower​

SPP201100609​

CIP-007-1​

R5.2; R5.2.3; R5.3.3​

Lower; Medium; Medium​

SPP201100608​

CIP-007-1​

R3.2​

Lower​

SPP201100607​

CIP-006-1​

R1.1; R1.8​

Medium; Lower​

SPP201100605​

CIP-005-1​

R4.2​

Medium​

SPP201100569​

CIP-005-1​

R1​

Medium​

SPP201100568​

CIP-004-3​

R4.1; R4.2​

Lower​

SPP201100528​

CIP-007-1​

R9​

Lower​

SPP201000428​

CIP-007-1​

R4.2​

Lower​

SPP201000426​

CIP-003-1​

R6​

Lower​

SPP201000425​

CIP-003-1​

R5.2​

Lower​

SPP2012009592​

CIP-007-3​

R4.1; R4.2​

Medium​

SPP2012009983​

CIP-004-3​

R3​

Medium​

SPP201100604​

CIP-002-1​

R2​

Lower​

12/31/2012​

FERC​

NP13-17-000
View NOP >>
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RFC​

Unidentified Registered Entities​

NCRXXXXX, NCRXXXXX, NCRXXXXX​

$80,000​

RFC201100795​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100807​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100797​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100787​

CIP-005-2​

R4; R4.2​

Medium​

RFC201100806​

CIP-005-3​

R2​

Medium​

RFC201100796​

CIP-005-3​

R2​

Medium​

RFC201100788​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100805​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100791​

CIP-007-3​

R3​

Lower​

RFC201100785​

CIP-005-3​

R1; R1.5​

Medium​

RFC201100786​

CIP-005-3​

R2​

Medium​

RFC201100798​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100808​

CIP-006-3​

R2; R2.2​

Medium​

RFC201100790​

CIP-007-3​

R2​

Medium​

RFC201100809​

CIP-007-3​

R2​

Medium​

RFC201100801​

CIP-007-3​

R3​

Lower​

RFC201100810​

CIP-007-3​

R3​

Lower​

RFC201100794​

CIP-007-3​

R8​

Lower​

RFC201100804​

CIP-007-3​

R8​

Lower

RFC201100813​

CIP-007-3​

R8​

Lower​

RFC201100800​

CIP-007-3​

R2​

Medium​

12/31/2012​

FERC​

NP13-16-000
View NOP >>
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WECC​

​Unidentified Registered Entity

​NCRXXXXX

​$207,000

WECC201002373​

VAR-002-1.1b​

R3​

Medium​

WECC201002302​

CIP-002-1​

R3​

High​

WECC201002303​

CIP-003-1​

R1;R1.2​

Lower​

WECC201002305​

CIP-004-1​

R2; R2.1; R2.2; R2.3​

Medium​

WECC201002306​

CIP-004-1​

R4​

Medium​

WECC201002307​

CIP-005-1​

R1​

Medium​

WECC201002308​

CIP-006-2​

R1​

​Medium​

WECC201002310​

CIP-007-1​

R1​

Medium​

WECC201002311​

CIP-007-1​

R3​

Lower​

WECC201102537​

PRC-008-0​

R2​

​Medium​

WECC201102539​

PRC-005-1​

R2​

High​

WECC201002301​

CIP-002-1​

R1​

Medium​

12/31/2012​

FERC​

NP13-15-000
View NOP >>
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NERC s CEA (NCEA)​

​Arizona Public Service Company

​NCR05016

​$250,000

NCEA201100119​

COM-002-2​

R2​

Medium​

NCEA​201100120

TOP-STD-007-0​

​WR1

N/A​

12/31/2012​

FERC​

NP13-14-000
View NOP >>
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SERC​

​Southwest Power Pool, Inc. - ICTE

​NCR01323

​$35,000

SERC201000563​

COM-002-2​

R2​

Medium​

SERC201000635​

COM-002-2​

R2​

Medium​

SERC200900256​

COM-002-2​

R2​

Medium​

12/31/2012​

FERC​

NP13-13-000
View NOP >>
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SPP​

Sunflower Electric Power Corporation, Mid-Kansas Electric Company, LC​

NCR01148, NCR06049​

$60,000​

SPP2012009595​

PRC-008-0​

R2​

Medium ​

SPP2012009658​

TOP-002-2a​

R6​

Medium​

SPP2012009897​

TOP-004-2​

R4​

High​

SPP2012010705​

TOP-004-2​

R2​

High​

SPP201000255​

PRC-005-1​

R2​

High​

SPP201000257​

PRC-005-1​

R2​

High​

12/31/2012​

​FERC

NP13-12-000
View Filing >>
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See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

See Spreadsheets and NOP for Spreadsheet NOP information​

12/31/2012​

FERC​

NP13-11-000
View NOP >>
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SPP​

Unidentified Registered Entity​

NCRXXXXX​

$107,000​

SPP201100601​

CIP-007-1​

R3.2​

Lower​

SPP2012010535​

CIP-007-3​

R5.1.1​

Lower​

SPP2012009984​

CIP-004-3​

R3​

Medium​

SPP2012009762​

CIP-004-3​

R4.1; R4.2​

Lower​

SPP2012009554​

CIP-004-3​

R2.1​

Medium​

SPP201100603​

CIP-007-1​

R6.5​

Lower​

SPP201100602​

CIP-007-1 ​

R5.1.1; R5.2; R5.2.3; R5.3.3​

Lower; Lower; Medium; Medium​

SPP201100600​

CIP-006-1​

R1.1; R1.8​

Medium; Lower​

SPP201100598​

CIP-005-1​

R4.2​

Medium​

SPP201100596​

CIP-002-1​

R2​

Lower​

SPP201100558​

CIP-005-1​

R1​

Medium​

SPP201100557​

CIP-004-3​

R4.2​

Lower​

SPP201100536​

CIP-007-3​

R1.1​

Medium​

SPP201100535​

CIP-003-3​

R6​

Lower​

SPP201000421​

CIP-003-1​

R5.2​

Lower​

SPP201100526​

CIP-007-3​

R9​

Lower​

12/31/2012​

FERC​

NP13-10-000
View NOP >>
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SERC​

Entergy​

NCR01234​

$275,000​

SERC200900298​

PRC-005-1​

R1​

High​

SERC200900275​

PRC-005-1​

R2.1​

High​

SERC201000636​

PRC-005-1​

R1​

High​

SERC201000637​

PRC-005-1​

R2​

High​

12/31/2012​

​FERC

​NP13-9-000
View NOP >>
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​WECC

​Arlington Valley, LLC - AVBA

​NCR03049

​$60,000

WECC200901360​

FAC-001-0​

R2​

Medium​

WECC200901371​

​TOP-002-2

R1​

​Medium​

WECC200901370​

TOP-001-1​

R1​

High​

WECC200800878​

PRC-005-1​

R1​

High​

WECC200901369​

PRC-001-1​

R1​

High​

WECC200901368​

PER-003-0​

R1​

High​

WECC200901366​

PER-002-0​

R3​

High​

WECC200901364​

PER-002-0​

R1​

High​

WECC200901363​

PER-001-0​

R1​

High​

WECC200901373​

TOP-002-2​

R4​

Medium​

WECC200901361​

FAC-003-1​

R1​

High​

WECC200901367​

PER-002-0​

R4​

High​

WECC200901359​

FAC-001-0​

R1​

Medium​

WECC200901358​

EOP-008-1​

R1​

High​

WECC200901379​

EOP-005-1​

R7​

High​

WECC200901357​

EOP-005-1​

R6​

High​

WECC200901356​

EOP-005-1​

R5​

Medium​

WECC200901355​

​EOP-005-1​

R4​

Medium​

WECC200901354​

EOP-005-1​

R3

​​Medium​

WECC200901353​

EOP-005-1​

R2​

Medium​

WECC200901362​

FAC-003-1​

R2​

High

WECC200901347​

EOP-001-0​

R3​

​Medium

WECC200901352​

EOP-005-1​

R1​

Medium​

WECC200901351​

EOP-001-0​

R7​

Medium​

WECC200901350​

EOP-001-0​

R6​

Medium​

WECC200901365​

PER-002-0​

R2​

High​

WECC200901348​

EOP-001-0​

R4​

Medium​

WECC200901374​​​

TOP-002-2​

R5​

Medium​

WECC200901346​

COM-002-2​

R1​

High​

WECC200901345​​​

COM-001-1​

R5​

Lower​

WECC200901344​

COM-001-1​

R3​

Lower​

WECC200901343​

COM-001-1​

R2​

​Medium​

WECC200800874​

COM-001-1​

R1​

High​

WECC200901375​

TOP-002-2​

R6​

Medium​

WECC200901382​

VAR-001-1​

R1​

High​

WECC200901349​

EOP-001-0​

R5​

Medium​

WECC200901381​

TOP-006-1​

R3​

Medium​

WECC200800879​

TOP-005-1​

R1​

Medium​

WECC200901380​

TOP-004-1​

R6​

Medium​

WECC200901378​

TOP-002-2​

R19​

Medium​​

WECC200901377​

TOP-002-2​

R17​

High​

WECC200901376​

TOP-002-2​

R16​

High​

WECC200901383​

​VAR-001-1

​R4

​Medium

11/30/2012

FERC

RC13-2-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

11/30/2012

FERC

NP13-8-000
View NOP >>
View A-1 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

11/30/2012

FERC

NP13-7-000
View NOP >>
View Order >>

MRO

Willmar Municipal Utilities

NCR01038

$2,500

MRO201100389

PRC-005-1

R2

High

MRO201100256

PRC-005-1

R1

High

11/30/2012

FERC

NP13-6-000
View NOP >>
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WECC

Unidentified Registered Entity

NCRXXXXX

$62,500

WECC201102890

CIP-007-1

R6

Medium

10/31/2012

FERC

RC13-1-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

10/31/2012

FERC

NP13-5-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

10/31/2012

FERC

NP13-4-000
View NOP >> View Order >>

RFC

Unidentified Registered Entities

NCRXXXXX, NCRXXXXX, NCRXXXXX

$725,000

RFC201100972

CIP-006-1

R1

Medium

RFC2012009914

CIP-007-1

R2

Medium

RFC2011001179

CIP-005-1

R1

Medium

RFC201100968

CIP-005-1

R2

Medium

RFC2011001283

CIP-005-1

R2

Medium

RFC2011001284

CIP-005-1

R2

Medium

RFC201100969

CIP-005-1

R3

Medium

RFC201100970

CIP-005-1

R4

Medium

RFC201100971

CIP-005-1

R5

Lower

RFC201100967

CIP-005-1

R1

Medium

RFC2011001286

CIP-005-1

R5

Lower

RFC2011001282

CIP-004-1

R4

Lower

RFC2011001287

CIP-006-1

R1

Medium

RFC2011001288

CIP-006-1

R1

Medium

RFC201100973

CIP-007-1

R1

Medium

RFC2011001289

CIP-007-1

R1

Medium

RFC2011001290

CIP-007-1

R1

Medium

RFC201000561

CIP-007-1

R2

Medium

RFC201000582

CIP-007-1

R2

Medium

RFC201000540

CIP-007-1

R2

Medium

RFC2011001285

CIP-005-1

R5

Lower

RFC2011001277

CIP-004-1

R1

Lower

RFC201100958

CIP-002-1

R2

High

RFC201100959

CIP-002-1

R3

High

RFC201100960

CIP-002-1

R4

Lower

RFC201100961

CIP-003-1

R1

Medium

RFC201100962

CIP-003-1

R5

Lower

RFC201100963

CIP-003-1

R6

Lower

RFC2011001274

CIP-003-1

R6

Lower

RFC2011001275

CIP-003-1

R6

Lower

RFC2011001178

CIP-005-1

R1

Medium

RFC2011001276

CIP-004-1

R1

Lower

RFC2012009915

CIP-007-1

R2

Medium

RFC201100965

CIP-004-2

R2

Medium

RFC2012010075

CIP-004-2

R2

Medium

RFC2012010076

CIP-004-2

R2

Medium

RFC201100966

CIP-004-1

R3

Lower

RFC2011001278

CIP-004-1

R3

Lower

RFC2011001279

CIP-004-1

R3

Lower

RFC2011001280

CIP-004-1

R4

Lower

RFC2011001281

CIP-004-1

R4

Lower

RFC201100964

CIP-004-1

R1

Lower

RFC201100986

CIP-009-1

R4

Lower

RFC201100982

CIP-008-1

R1

Lower

RFC2011001182

CIP-008-1

R1

Lower

RFC2011001183

CIP-008-1

R1

Lower

RFC201100983

CIP-009-1

R1

Medium

RFC2011001185

CIP-009-1

R1

Medium

RFC201100981

CIP-007-1

R8

Lower

RFC201100985

CIP-009-1

R3

Lower

RFC2011001184

CIP-009-1

R1

Medium

RFC2011001299

CIP-009-1

R4

Lower

RFC2011001300

CIP-009-1

R4

Lower

RFC201100987

CIP-009-1

R5

Lower

RFC2011001186

CIP-009-1

R5

Lower

RFC2011001187

CIP-009-1

R5

Lower

RFC201100957

CIP-002-1

R1

Medium

RFC2012009913

CIP-007-1

R2

Medium

RFC2011001291

CIP-007-1

R3

Lower

RFC201100984

CIP-009-1

R2

Lower

RFC201100974

CIP-007-1

R3

Lower

RFC2011001296

CIP-007-1

R6

Lower

RFC2011001292

CIP-007-1

R3

Lower

RFC201100975

CIP-007-1

R3

Lower

RFC201100976

CIP-007-1

R4

Medium

RFC2011001293

CIP-007-1

R4

Medium

RFC201100977

CIP-007-1

R5

Lower

RFC2011001180

CIP-007-1

R5

Lower

RFC2011001181

CIP-007-1

R5

Lower

RFC201100978

CIP-007-1

R5

Lower

RFC201100979

CIP-007-1

R6

Lower

RFC2011001295

CIP-007-1

R6

Lower

RFC2011001294

CIP-007-1

R4

Medium

10/31/2012

FERC

NP13-3-000
View NOP >> View Order >>

NPCC

Bear Swamp Power Company LLC

NCR07015

$30,000

NPCC2011007837

TOP-003-0

R1/1.1

Medium

10/31/2012

FERC

NP13-2-000
View NOP >> View Order >>

WECC

TransAlta Centralia Generation, LLC

NCR05533

$40,000

WECC2012010423

PRC-005-1

R2

High

10/31/2012

FERC

NP13-1-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$200,000

WECC201102715

CIP-003-1

R6

Lower

WECC201102897

PRC-005-1

R2

High

WECC201002441

CIP-007-1

R8

Medium

WECC201002713

CIP-007-1

R3

Lower

WECC201102823

CIP-007-1

R2

Medium

WECC201102825

CIP-006-1

R1

Medium

WECC201002440

CIP-005-1

R4

Medium

WECC201102830

CIP-005-1

R2

Medium

WECC201002389

CIP-004-1

R1

Lower

WECC201102827

CIP-002-1

R3

High

WECC201102898

PRC-017-0

R2

Lower

WECC201102828

CIP-005-1

R1

Medium

09/28/2012

FERC

RC12-16-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

09/28/2012

FERC

NP12-47-000
View NOP >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

09/28/2012

FERC

NP12-46-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$200,000

WECC201002362

CIP-005-2

R2

Medium

WECC201002338

CIP-003-1

R6

Lower

WECC201002361

CIP-005-2

R1

Medium

WECC201002350

CIP-009-1

R3

Lower

WECC201002363

CIP-005-2

R3

Medium

WECC201002364

CIP-005-2

R4

Medium

WECC201002341

CIP-007-1

R1

Medium

WECC201002342

CIP-007-1

R3

Lower

WECC201002344

CIP-007-1

R5

Medium

WECC201002345

CIP-007-1

R6

Medium

WECC201002346

CIP-007-1

R7

Lower

WECC201002347

CIP-007-1

R8

Medium

WECC201002348

CIP-007-1

R9

Lower

WECC201002365

CIP-008-2

R1

Lower

WECC201002349

CIP-009-1

R1

Medium

WECC201002343

CIP-007-1

R4

Medium

WECC201002339

CIP-004-1

R2

Medium

09/28/2012

FERC

NP12-45-000
View NOP >> View Order >>

FRCC

Unidentified Registered Entity

NCRXXXXX

$150,000

FRCC2011007260

CIP-007-1

R6

Medium

FRCC201000312

CIP-007-1

R1

Medium

FRCC201000377

CIP-006-2

R5

Medium

FRCC201000378

CIP-007-1

R3

Lower

FRCC201100420

CIP-005-1

R2.2

Medium

FRCC201100421

CIP-007-1

R2

Medium

FRCC2011007241

CIP-007-1

R8

Medium

FRCC2011007252

CIP-005-1

R4.5

Medium

FRCC2011007256

CIP-006-1

R6

Medium

FRCC2011007259

CIP-007-1

R5

Medium

FRCC200900304

CIP-004-1

R4

Lower

FRCC2011007257

CIP-007-1

R3

Lower

08/31/2012

FERC

RC12-15-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

08/31/2012

FERC

NP12-44-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

08/31/2012

FERC

NP12-43-000
View NOP >>
View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$70,000

WECC201102832

CIP-004-3

4

Lower

WECC201102431

PRC-005-1

2/2.1

High

08/31/2012

FERC

NP12-42-000
View NOP >>
View Order >>

WECC

Cedar Creek Wind Energy, LLC

NCR10165

$60,000

WECC201001954

FAC-001-0

R2

Medium

WECC201001950

EOP-005-1

R1

Medium

WECC201001953

FAC-001-0

R1

Medium

WECC201001955

FAC-001-0

R3

Medium

WECC201001958

PER-002-0

R2

High

WECC201001959

PER-002-0

R3

High

WECC201001960

PER-002-0

R4

High

WECC201001961

PER-003-0

R1

High

WECC201001962

PRC-005-1

R2.1

High

WECC201001951

EOP-005-1

R6

High

08/31/2012

FERC

NP12-41-000
View NOP >>
View Order >>

SERC

Entergy

NCR01234

$150,000

SERC200900326

FAC-008-1

R1.2

Medium

SERC2012009567

COM-002-2

R2

Medium

SERC2011008510

COM-002-2

R2

Medium

SERC2011006475

COM-002-2

R2

Medium

SERC201100753

COM-002-2

R2

Medium

SERC201000608

COM-002-2

R2

Medium

SERC200900300

FAC-009-1

R1

Medium

07/31/2012

FERC

RC12-14-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

07/31/2012

FERC

NP12-40-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

07/31/2012

FERC

NP12-39-000
View NOP >> View Order >>

WECC

TransAlta Centralia Generation, LLC

NCR05533

$55,000

WECC201102709

FAC-003-1

R2

High

07/31/2012

FERC

NP12-38-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$72,000

WECC201002335

CIP-002-1

1/1.1

Lower

WECC201002108

BAL-004-WECC-01

2

Medium

WECC201102618

CIP-004-3

4.1/4.2

Lower

WECC201002336

CIP-004-1

2.1/2.3

Medium

WECC201002337

CIP-004-1

3

Medium

WECC201002175

CIP-004-1

4

Medium

WECC201002185

CIP-006-2

3

Medium

WECC200902285

CIP-007-1

5.1.2/5.2.1

Lower

WECC200902286

CIP-007-1

6.5

Lower

WECC201002109

IRO-STD-006-0

WR1

NA

WECC201002047

VAR-002-1

1

Medium

WECC201002360

CIP-005-2

1.5

Medium

07/31/2012

FERC

NP12-37-000
View NOP >> View Order >>

WECC

Unidentified Registered Entities

NCRXXXXX

$134,350

WECC201002258

CIP-004-1

2

Lower

WECC201002298

CIP-004-1

3

Medium

WECC201002406

CIP-006-1

2

Medium

WECC201002299

CIP-006-1

3

Medium

WECC201002300

CIP-006-1

4

Lower

WECC201002379

CIP-006-1

2

Medium

WECC201002257

PRC-005-1

1.1

High

WECC201002259

CIP-004-1

4

Lower

WECC201002254

CIP-003-1

5.1

Lower

WECC201002253

CIP-003-1

4.2

Lower

06/29/2012

FERC

RC12-13-000
View Filing >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

06/29/2012

FERC

NP12-36-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

06/29/2012

FERC

NP12-35-000
View NOP >> View Order >>

WECC

Mesquite Power LLC

NCR05235

$60,000

WECC200901428

PER-002-0

4

High

WECC200901433

TOP-002-2

4

Medium

WECC200901434

TOP-002-2

17

High

WECC201001915

VAR-002-1

3

Medium

WECC200901425

PER-002-0

1

High

WECC200901417

FAC-001-0

3

Medium

WECC200901721

PER-001-0

1

High

WECC200901426

PER-002-0

2

High

WECC200901431

TOP-002-2

1

Medium

WECC200801001

PRC-005-1

2

Lower

WECC200801000

PRC-005-1

1

High

WECC200901432

TOP-002-2

2

Medium

WECC200901429

PER-003-0

1

High

WECC200901416

FAC-001-0

2

Medium

WECC200901427

PER-002-0

3

High

WECC200901628

COM-001-1

3

Lower

WECC200901629

COM-001-1

5

Lower

WECC200901435

EOP-001-0

3

Medium

WECC200901436

EOP-001-0

4

Medium

WECC200901437

EOP-001-0

5

Medium

WECC200901438

EOP-001-0

6

Medium

WECC200901445

EOP-005-1

1

Medium

WECC200901448

EOP-005-1

4

Medium

WECC200901449

EOP-005-1

5

Medium

WECC200901415

FAC-001-0

1

Medium

WECC201002050

PER-003-0

1

High

06/29/2012

FERC

NP12-34-000
View NOP >> View Order >>

SERC

Tennessee Valley Authority

NCR01151

$175,000

SERC201000598

FAC-003-1

2

High

06/29/2012

FERC

NP12-33-000
View NOP >> View Order >>

SERC

LG&E and KU Services Company as agent for Louisville

NCR01223

$75,000

SERC201000585

VAR-002-1

3

Medium

SERC201000578

VAR-002-1.1a

2

Medium

SERC201000601

VAR-002-1.1a

3

Medium

SERC201000604

TOP-002-2a

16

Medium

SERC201000606

TOP-007-0

1

High

SERC201000607

FAC-009-1

1

Medium

SERC201000584

VAR-002-1

1

Medium

06/29/2012

FERC

NP12-32-000
View NOP >> View Order >>

TRE

Calpine Corporation and Calpine Power Management,

NCR04026, NCR04027

$100,000

TRE201000179

PRC-001-1

3

High

TRE201000249

PRC-005-1

2

High

TRE201000178

PRC-001-1

2

High

TRE201000177

PRC-004-1

2

High

05/30/2012

FERC

RC12-12-000
View Filing >>
View Supplemental Filing >>

View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

05/30/2012

FERC

NP12-31-000
View NOP >>
View Supplemental Filing >>

NERC as CEA (NCEA)

San Diego Gas & Electric

NCR05377

$5,000

NCEA201100108

PER-002-0

1

High

05/30/2012

FERC

NP12-30-000
View NOP >> View Order >>

RFC, SPP, TRE

American Electric Power Service Corporation

NCR00682, NCR01056, NRC04006

$42,999

TRE201100300

PRC-005-1

2

High

SPP200900137

PRC-005-1

2

High

SPP201100449

PRC-005-1

2

High

RFC201000668

PRC-005-1

2

High

TRE201100301

PRC-008-0

2

Medium

SPP201000448

PRC-008-0

2

Medium

SPP200900150

PRC-008-0

2

Medium

RFC201000331

PRC-008-0

2

Medium

05/30/2012

FERC

NP12-29-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$162,200

WECC201102887

CIP-006-3c

1

Medium

WECC201102522

CIP-005-1

2

Medium

05/30/2012

FERC

NP12-28-000
View NOP >>
View Supplemental Filing >>

NERC as CEA (NCEA)

Southern California Edison - Transmission & Distribution Business Unit

NCR05398

$5,000

NCEA201100117

PER-002-0

1

High

05/30/2012

FERC

NP12-27-000
View NOP >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >> View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

04/30/2012

FERC

RC12-11-000
View Filing >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

04/30/2012

FERC

NP12-26-000
View NOP >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

04/30/2012

FERC

NP12-25-000
View NOP >>
View Order >>

RFC

Unidentified Registered Entity

NCRXXXXX

$115,000

RFC201100737

CIP-007-3

6.1; 6.5

Lower

RFC201000452

CIP-007-1

3.1; 3.2

Lower

RFC201000453

CIP-007-3

4.1

Medium

RFC201000454

CIP-007-3

6

Lower

RFC201000460

CIP-004-2

4.2

Medium

RFC201100733

CIP-002-3

3.2

Lower

RFC201100734

CIP-006-3

1.1

Medium

RFC201100736

CIP-007-3

2

Medium

RFC201100767

CIP-007-3

8.2

Medium

RFC201100760

CIP-005-3

1.4

Medium

RFC201100761

CIP-005-3

2.2

Medium

RFC201100762

CIP-005-3

3.2

Medium

RFC201100763

CIP-005-3

4.2

Medium

RFC201100764

CIP-007-3

2.1

Medium

RFC201100765

CIP-007-3

3.1; 3.2

Lower

RFC201100766

CIP-007-3

5.1.2; 5.1.3; 5.3.2

Lower/ Medium

RFC201100735

CIP-007-3

1.1

Medium

04/30/2012

FERC

NP12-24-000
View NOP >>
View Order >>

SERC

East Kentucky Power Cooperative

NCR01225

$12,000

SERC201000539

BAL-005-0.1b

6

Medium

04/30/2012

FERC

NP12-23-000
View NOP >>
View Order >>

WECC

Southern California Edison - Generation - Power

NCR00460

$70,000

WECC200901430

PRC-005-1

2.1

High

03/30/2012

FERC

RC12-10-000
View Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

03/30/2012

FERC

NP12-22-000
View NOP >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

03/30/2012

FERC

NP12-21-000
View NOP >>
View Order >>

SPP RE

Sunflower Electric Power Corporation

NCR01148

$135,000

SPP201100544

VAR-002-1.1b

3

Medium

SPP201000258

TOP-002-2a

11

Medium

SPP201000367

PRC-004-1

1

High

SPP201000368

PRC-004-1

2

High

SPP201000369

TOP-002-2a

2

Medium

SPP201000375

VAR-001-1

1

High

SPP201000440

TOP-004-2

6

Medium

SPP201100454

FAC-003-1

1

High

SPP201100455

FAC-003-1

2

High

SPP201100457

PRC-008-0

1

Medium

SPP200900075

EOP-008-0

1.5

Medium

SPP200900076

EOP-008-0

1.6

Medium

SPP201100541

VAR-001-1

6

Medium

SPP201000256

PRC-005-1

1

High

SPP201100543

VAR-002-1.1b

2

Medium

SPP201100542

VAR-002-1.1b

1

Medium

03/30/2012

FERC

NP12-20-000
View NOP >>
View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$60,000

WECC201102843

PRC-023-1

1

High

WECC201002383

CIP-002-1

1

Medium

WECC201002384

CIP-002-1

2

High

WECC201002385

CIP-002-1

3

High

WECC201002386

CIP-002-1

4

Lower

WECC201102417

CIP-003-1

2

Medium

WECC201102444

FAC-008-1

1

Lower

WECC201102408

PRC-005-1

1

High

WECC201102429

PRC-005-1

2

High

WECC201102703

CIP-001-1

1

Medium

WECC201102702

CIP-001-1

2

Medium

WECC201102842

FAC-003-1

1

High

WECC201102699

FAC-003-1

2

High

03/30/2012

FERC

NP12-19-000
View NOP >>
View Order >>

SPP RE

American Electric Power Service Corp. as agent for Public

NCR01056

$90,000

SPP201000356

FAC-003-1

2

High

02/29/2012

FERC

RC12-8-000
View Filing >>
View A-1 Spreadsheet >>
View Order >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

02/29/2012

FERC

NP12-18-000
View Filing >>
View Supplemental Filing >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

02/29/2012

FERC

NP12-17-000
View NOP >> View Order >>

SPP RE

Unidentified Registered Entity

NCRXXXXX

$40,000

SPP201000226

CIP-004-1

3

Medium

SPP201000231

CIP-009-1

5

Lower

SPP201000222

CIP-002-1

3.1

Lower

SPP201000223

CIP-003-1

1/1.1

Lower

SPP201000224

CIP-003-1

3

Lower

SPP201000225

CIP-004-1

2

Lower

SPP200900135

CIP-002-1

1.1

Lower

SPP201000227

CIP-004-1

4

Lower

SPP201000220

CIP-006-1

1.1

Medium

SPP201000228

CIP-007-1

1

Medium

SPP201000221

CIP-007-1

4

Medium

SPP201000229

CIP-007-1

5.2.3

Medium

SPP201000230

CIP-009-1

1.2

Medium

SPP201000219

CIP-003-1

4.2

Lower

02/29/2012

FERC

NP12-16-000
View NOP >> View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$80,000

WECC201002197

CIP-004-1

4

Medium

WECC201002195

CIP-004-1

2

Medium

WECC201002196

CIP-004-1

3

Medium

WECC200902054

INT-006-2

1

Lower

WECC201102378

TOP-005-1

1

Medium

WECC201002334

PRC-023-1

1

High

02/29/2012

FERC

NP12-15-000
View NOP >> View Order >>

SPP RE

KCPL - Greater Missouri Operations

NCR01058

$400,000

SPP200900177

VAR-001-1

9

High

SPP200900176

VAR-001-1

2

High

SPP200900175

TOP-008-1

4

Medium

SPP200900174

TOP-008-1

2

High

SPP200900173

TOP-004-2

2

High

SPP200900172

TOP-004-2

1

High

SPP200900171

TOP-002-2

11

Medium

02/29/2012

FERC

NP12-14-000
View NOP >> View Order >>

RFC

Commonwealth Chesapeake Company,

NCR10229

$30,000

RFC201000645

PRC-005-1

2

High

RFC201000676

PRC-005-1

1

High

01/31/2012

FERC

RC12-7-000
View Filing >>
View A-1 Spreadsheet >>
View Order >>

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

Compliance Enforcement Mechanism

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

See Spreadsheet and Filing for Compliance Enforcement Mechanism information

01/31/2012

FERC

NP12-13-000
View NOP >>
View Order >>

RFC

American Transmission Co. LLC

NCR00685

$35,000

RFC201100751

PRC-001-1

6

High

01/31/2012

FERC

NP12-12-000
View Filing >>
View Supplemental >>
View Supplemental >>
View A-1 Spreadsheet >>
View A-2 Spreadsheet >>
View Order >>

See Spreadsheets and NOP for Spreadsheet NOP information

Spreadsheet Notice of Penalty

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

See Spreadsheets and NOP for Spreadsheet NOP information

01/31/2012

FERC

NP12-11-000
View NOP >>
View Order >>

WECC

Unidentified Registered Entity

NCRXXXXX

$135,000

WECC200902072

CIP-003-1

5

Lower

WECC201001853

BAL-005-0

17

Medium

WECC201001880

CIP-002-1

1

Medium

WECC201001881

CIP-002-1

3

High

WECC201001819

FAC-009-1

1

Medium

WECC201001824

PER-001-0

1

High

WECC201001848

PRC-005-1

2

High

WECC201001849

PRC-008-0

2

Medium

WECC201001850

PRC-011-0

2

Lower

WECC201001826

TOP-005-1

1

Medium

WECC201002066

CIP-007-1

6

Medium

WECC200902070

CIP-004-1

4

Medium

WECC201002084

CIP-005-1

2

Medium

WECC201002119

CIP-006-2

1

Medium

WECC201002089

CIP-006-1

2

Medium

WECC201002113

CIP-006-2

2

Medium

WECC201002060

CIP-007-1

2

Medium

WECC201002067

CIP-007-1

3

Lower

WECC201002061

CIP-007-1

5

Lower

WECC201001823

TOP-002-2

19

Medium