Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NCR ID*	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factor
12/30/2011	FERC	RC12-6-000 View Filing >> View A-1 Spreadsheet >> View Order >>	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	Compliance Enforcement Mechanism	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information
12/30/2011	FERC	NP12-10-000 View Filing >> View Supplemental Filing >> View Supplemental Filing >> View A-1 Spreadsheet >> View A-2 Corrected Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
12/30/2011	FERC	NP12-9-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$60,000	RFC201000687	INT-006-2	1	Lower
							RFC201000686	INT-003-2	1	Medium
							RFC201000685	BAL-006-1.1	4	Lower
							RFC201000684	BAL-005-0.1b	9	Lower
							RFC201000285	BAL-005-0.1b	9	Lower
							RFC200900298	CIP-004-1	4	Lower
12/30/2011	FERC	NP12-8-000 View NOP >> View Supplement >> View Order >>	NCEA	Sacramento Municipal Utility District	NCR05368	$100,000	NCEA200900107	TOP-004-1	4	High
							NCEA200900106	TOP-001-1	2	High
							NCEA200900105	TOP-001-1	1	High
							NCEA200900104	PRC-005-1	2	High
							NCEA200900103	PER-002-0	1	High
							NCEA200900102	COM-002-2	2	Medium
12/30/2011	FERC	NP12-7-000 View NOP >> View Order >>	RFC	West Penn Power Company, Monongahela Power	NCR02602	$40,000	RFC201000672	PRC-008-0	2	Medium
							RFC201000677	PRC-007-0	1	Medium
12/30/2011	FERC	NP12-6-000 View NOP >> View Order >>	RFC	Jersey Central Power & Light Company	NCR00806	$37,000	RFC201000695	PRC-007-0	1	Medium
12/01/2011	FERC	IN11-6-000 View Order >>	WECC	PacifiCorp	NCR05304	$3,925,000 (Settlement)	None Assigned	See Order IN11-6-000	See Order IN11-6-000	See Order IN11-6-000
11/30/2011	FERC	RC12-2-000 View Filing >> View A-1 Spreadsheet >> View Order >>	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	Compliance Enforcement Mechanism	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information
11/30/2011	FERC	NP12-5-000 View Filing >> View Supplemental >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
11/30/2011	FERC	NP12-4-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$160,000	WECC201002093	CIP-003-1	R1.	Lower
							WECC201002105	CIP-007-1	R5.	Medium
							WECC201002104	CIP-007-1	R4.	Medium
							WECC201002103	CIP-007-1	R2.	Medium
							WECC201002073	CIP-006-1	R2.	Medium
							WECC201002101	CIP-005-1	R3.	Medium
							WECC201002099	CIP-005-1	R1.	Medium
							WECC201002098	CIP-004-1	R4.	Medium
							WECC201002097	CIP-004-1	R3.	Medium
							WECC201002100	CIP-005-1	R2.	Medium
							WECC201002094	CIP-003-1	R4.	Medium
							WECC201002092	CIP-002-1	R3.	High
							WECC201002091	CIP-002-1	R2.	High
							WECC201002090	CIP-002-1	R1.	Lower
							WECC201002102	CIP-005-1	R4.	Medium
							WECC201002096	CIP-004-1	R2.	Lower
11/30/2011	FERC	NP12-3-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$125,000	WECC201002959 (formerly WECC201002247)	PRC-STD-001-1	WR1.	N/A
							WECC201002087	CIP-003-1	R5.	Lower
							WECC201002287	PRC-005-1	R2.	High
							WECC201002240	CIP-006-1	R1.	Medium
							WECC201002086	CIP-003-1	R4.	Medium
10/31/2011	FERC	RC12-1-000 View Filing >> View A-1 Spreadsheet >> View Order >>	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	Compliance Enforcement Mechanism	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information
10/31/2011	FERC	NP12-2-000 View Filing >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
10/31/2011	FERC	NP12-1-000 View NOP >> View Order >>	RFC	Unidentified Registered Entities	NCRXXXXX, NCRXXXXX, NCRXXXXX	$275,000	RFC201000538	CIP-005-1	R5.	Lower
							RFC201000572	CIP-003-1	R4.	Medium
							RFC201000575	CIP-004-1	R4.	Lower
							RFC201000576	CIP-005-1	R1.	Medium
							RFC201000577	CIP-005-1	R2.	Medium
							RFC201000578	CIP-005-1	R3.	Medium
							RFC201000580	CIP-005-1	R5.	Lower
							RFC201000581	CIP-007-1	R1.	Medium
							RFC201000583	CIP-007-1	R3.	Lower
							RFC201000585	CIP-007-1	R5.	Medium
							RFC201000586	CIP-007-1	R6.	Lower
							RFC201000530	CIP-003-1	R4.	Medium
							RFC201000533	CIP-004-1	R4.	Lower
							RFC201000534	CIP-005-1	R1.	Medium
							RFC201000565	CIP-007-1	R6.	Lower
							RFC201000554	CIP-004-1	R4.	Lower
							RFC201000563	CIP-007-1	R4.	Medium
							RFC201000562	CIP-007-1	R3.	Lower
							RFC201000560	CIP-007-1	R1.	Medium
							RFC201000559	CIP-005-1	R5.	Lower
							RFC201000557	CIP-005-1	R3.	Medium
							RFC201000535	CIP-005-1	R2.	Medium
							RFC201000555	CIP-005-1	R1.	Medium
							RFC201000536	CIP-005-1	R3.	Medium
							RFC201000551	CIP-003-1	R4.	Medium
							RFC201000544	CIP-007-1	R6.	Lower
							RFC201000543	CIP-007-1	R5.	Medium
							RFC201000541	CIP-007-1	R3.	Lower
							RFC201000539	CIP-007-1	R1.	Medium
							RFC201000564	CIP-007-1	R5.	Medium
							RFC201000556	CIP-005-1	R2.	Medium
9/30/2011	FERC	RC11-6-000 View Filing >> View A-1 Spreadsheet >> View Order >>	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	Compliance Enforcement Mechanism	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information	See Spreadsheet and Filing for Compliance Enforcement Mechanism information
9/30/2011	FERC	NP11-270-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for Spreadsheet NOP information	Spreadsheet Notice of Penalty	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information	See Spreadsheets and NOP for Spreadsheet NOP information
9/30/2011	FERC	NP11-269-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$225,000	WECC201001966	CIP-004-1	02/2.3	Lower
							WECC201002029	TPL-004-0	1	Medium
							WECC201001965	CIP-003-1	1	Lower
							WECC201001967	CIP-004-1	4	Lower
							WECC201001964	CIP-007-1	1	Medium
							WECC201002011	CIP-007-1	2	Medium
							WECC201001902	TOP-004-2	1	High
							WECC201002026	TPL-001-0.1	1	High
							WECC201002027	TPL-002-0	1	High
							WECC201002028	TPL-003-0	1	High
							WECC201001947	BAL-004-0	03/3.1	Lower
9/30/2011	FERC	NP11-268-000 View NOP >> View Order >>	TRE	Electric Reliability Council of Texas, Inc.	NCR04056	$384,000	TRE200900330	PER-004-1	3	High
							TRE200900322	COM-002-2	1	High
							TRE200800051	BAL-005-0	17	Medium
							TRE200800055	EOP-002-2	1	High
							TRE200800057	IRO-001-1	3	High
							TRE200800056	EOP-002-2	4	High
							TRE200800050	COM-002-2	2	Medium
							TRE200900323	EOP-002-2	2	High
							TRE200900326	IRO-002-1	4	High
							TRE200900327	IRO-005-1	7	High
							TRE200900331	TOP-002-2	1	Medium
							TRE200900325	EOP-002-2	8	High
							TRE200900329	PER-004-1	1	High
							TRE200800052	CIP-001-1	1	Medium
							TRE200900328	PER-002-0	1	High
9/30/2011	FERC	NP11-267-000 View NOP >> View Order >>	RFC	Metropolitan Edison Company	NCR00821	$650,000	RFC201000455	FAC-003-1	2	High
08/31/2011	FERC	NP11-266-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
08/31/2011	FERC	NP11-265-000 View NOP >> View Order >>	SPP	Cleco Corporation	NCR01083	$27,000 (Settlement)	SPP201000262	COM-001-1.1	5	Lower
							SPP201000263	FAC-001-0	2 (2.1.4-2.1.11, 2.1.13-2.1.16)	Medium
							SPP201000264	FAC-001-0	3	Medium
							SPP201000261	CIP-001-1	1	Medium
							SPP201000265	FAC-003-1	1.2.1	High
							SPP201000267	VAR-001-1	1	High
08/31/2011	FERC	NP11-264-000 View NOP >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$8,000 (Settlement)	SPP201000313	CIP-004-1	4	Lower
							SPP201000315	CIP-008-1	1	Lower
							SPP200900146	CIP-002-1	1	Lower
							SPP201000314	CIP-007-1	5	Medium
							SPP201000309	CIP-002-1	3	High
							SPP201000312	CIP-004-1	3	Medium
							SPP201000311	CIP-004-1	2	Medium
							SPP201000310	CIP-003-1	1	Medium
							SPP201000316	CIP-009-1	2	Lower
08/31/2011	FERC	NP11-263-000 View NOP >> View Order >>	TRE	Unidentified Registered Entity	NCRXXXXX	$11,000 (Settlement)	TREXXXXXX079	CIP-004-1	3	Medium
							TREXXXXXX080	CIP-004-1	4	Lower
							TREXXXXXX067	CIP-007-1	1	Medium
							TREXXXXXX320	CIP-002-1	3	High
							TREXXXXXX321	CIP-004-1	2.2.4	Lower
08/31/2011	FERC	NP11-262-000 View NOP >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$12,000 (Settlement)	SPP201000273	CIP-003-1	1	Medium
							SPP201000276	CIP-007-1	1	Medium
							SPP201000269	CIP-002-1	1	Lower
							SPP201000275	CIP-004-2	2	Lower
							SPP201000270	CIP-002-1	3	Lower
08/31/2011	FERC	NP11-261-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$70,000 (Settlement)	RFC200900279	CIP-002-1	3.1	Lower
							RFC201000379	CIP-006-1	1	Medium
							RFC201000650	CIP-004-1	3	Medium
							RFC201000649	CIP-004-1	2.1	Medium
							RFC201000371	CIP-006-1	2	Medium
							RFC201000280	CIP-004-1	4.2	Medium
							RFC201000615	CIP-007-1	6.3	Medium
							RFC201000648	CIP-003-1	5	Lower
08/31/2011	FERC	NP11-260-000 View NOP >> View Order >>	SPP	Louisiana Energy and Power Authority	NCR01116	$25,000 (Settlement)	SPP200900074	EOP-003-1	8	High
							SPP200900072	CIP-001-1	2	Medium
							SPP200900071	CIP-001-1	1	Medium
							SPP200900111	EOP-002-2.1	1	High
08/31/2011	FERC	IN11-7-000 View Order >>	WECC	Grand River Dam Authority	NCR01101	$350,000 (Settlement)	None Assigned	See Order IN11-7-000	See Order IN11-7-000	See Order IN11-7-000
08/31/2011	FERC	NP11-259-000 View NOP >> View Order >>	NERC as CEA (NCEA)	Western Electricity Coordinating Council	NCR10289	$100,000 (Settlement)	NCEA201000099	TOP-007-0	R4.	High
							NCEA201000100	IRO-005-1	R9.	High
							NCEA201000101	IRO-001-1	R3.	High
							NCEA201000098	COM-002-2	R2.	Medium
08/31/2011	FERC	NP11-258-000 View NOP >> View Order >>	TRE	Iberdrola Renewables	NCR10259	$7,000 (Settlement)	TRE201000129	PRC-005-1	1	High
							TRE201000128	COM-002-2	1	High
							TRE201000127	TOP-001-1	3	High
							TRE201000126	IRO-001-1	8	High
08/31/2011	FERC	NP11-257-000 View NOP >> View Order >>	TRE	Optim Energy Marketing, LLC	NCR10150	$8,000 (Settlement)	TRE201000106	VAR-002-1.1a	3	Medium
08/31/2011	FERC	NP11-256-000 View NOP >> View Order >>	FRCC	Progress Energy Florida	NCR00063	$40,000 (Settlement)	FRCC200900286	TOP-005-1	1.1	Medium
							FRCC200900256	PRC-005-1	2.1	High
							FRCC200900285	PRC-005-1	2.1	High
							FRCC200900288	VAR-001-1	6.1	Medium
08/31/2011	FERC	NP11-255-000 View NOP >> View Order >>	TRE	AES Deepwater Inc	NCR04001	$7,000 (Settlement)	TRE200800068	PRC-005-1	1	High
08/31/2011	FERC	NP11-254-000 View NOP >> View Order >>	MRO	Rochester Public Utilities	NCR01027	$0 (Settlement)	MRO201000140	EOP-001-0	5	Medium
							MRO201000141	EOP-003-1	8	High
							MRO201000144	EOP-008-0	1	High
							MRO201000147	PRC-005-1	1	High
							MRO201000148	PRC-005-1	2	High
							MRO201000150	PRC-008-0	2	Medium
07/29/2011	FERC	NP11-253-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Errata NOP >> View Errata A-1 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
07/28/2011	FERC	NP11-252-000 View NOP >> View Order >>	WECC	Arizona Electric Power Cooperative, Inc.	NCR05015	$15,000 (Settlement)	WECC201002333	PRC-005-1	R2.	High
07/28/2011	FERC	NP11-251-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$7,000 (Settlement)	WECC201002031	CIP-006-1	1.1	Medium
07/28/2011	FERC	NP11-250-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$12,600	WECC201002283	CIP-006-1	R1.	Medium
							WECC201002372	CIP-004-2	R2.	Medium
07/28/2011	FERC	NP11-249-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$18,000 (Settlement)	WECC201002233	CIP-007-1	R4.	Lower
							WECC201002232	CIP-007-1	R2.	Medium
							WECC201002230	CIP-006-1	R1.1	Medium
							WECC201002234	CIP-007-1	R5.	Medium
07/28/2011	FERC	NP11-248-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$5,000	WECC200902055	CIP-007-1	R3.1	Lower
07/28/2011	FERC	NP11-247-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$15,000 (Settlement)	RFC201000332	CIP-006-1	5	Lower
							RFC201000678	CIP-004-1	4	Lower
							RFC201000378	CIP-005-1	2.6	Lower
							RFC201000679	CIP-006-1	5	Lower
							RFC201000680	CIP-006-1	3	Medium
07/28/2011	FERC	NP11-246-000 View NOP >> View Order >>	RFC	Scrubgrass Generating Company, LP	NCR00912	$10,000 (Settlement)	RFC201000637	FAC-008-1	R1.	Medium
							RFC201000636	PRC-005-1	R1.	High
07/28/2011	FERC	NP11-245-000 View NOP >> View Order >>	RFC	Exelon Generation Company, LLC	NCR04057	$10,000 (Settlement)	RFC201000235	VAR-002-1.1b	3	Medium
07/28/2011	FERC	NP11-244-000 View NOP >> View Order >>	RFC	NextEra Energy Resources, LLC	NCR00224	$60,000 (Settlement)	RFC201000613	PRC-005-1	2.1	High
							RFC201000383	PRC-001-1	3.1	High
							RFC201000738	PRC-005-1	1.1	High
07/28/2011	FERC	NP11-243-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$20,000 (Settlement)	RFC201000382	CIP-004-2	4	Lower
							RFC201000381	CIP-004-2	3	Medium
							RFC201000380	CIP-004-2	2.1	Medium
07/28/2011	FERC	NP11-242-000 View NOP >> View Order >>	WECC	Panoche Energy Center, LLC	NCR10347	$15,000 (Settlement)	WECC201002292	PRC-005-1	R1.	High
							WECC201002293	PRC-005-1	R2.	High
07/28/2011	FERC	NP11-241-000 View NOP >> View Order >>	NPCC	Dynegy Inc.	NCR00200	$50,000 (Settlement)	NPCC201000127	VAR-002-1.1a	1	Medium
							NPCC200900093	CIP-001-1	2	Medium
							NPCC201000128	VAR-002-1.1a	3	Medium
							NPCC200900117	IRO-004-1	4	High
07/28/2011	FERC	NP11-240-000 View NOP >> View Order >>	WECC	Public Service Company of New Mexico	NCR05333	$13,900	WECC201102366	PRC-005-1	R2.	High
07/28/2011	FERC	NP11-239-000 View NOP >> View Order >>	WECC	Public Utility District No. 1 of Snohomish	NCR05335	$20,000 (Settlement)	WECC201002078	PRC-008-0	R1.	Medium
							WECC201002107	PRC-008-0	R2.	Medium
07/28/2011	FERC	NP11-238-000 View NOP >> View Order >> View Supplemental Filing >>	SPP	Southwestern Power Administration	NCR01144		SPP200900097	CIP-004-1	2	Medium
							SPP200900098	CIP-004-1	3	Lower
							SPP200900099	CIP-004-1	4	Lower
							SPP200900161	CIP-007-1	1	Medium
07/28/2011	FERC	NP11-237-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$180,000 (Settlement)	RFC201100726	CIP-004-2	R2.	Medium
							RFC201000594	CIP-004-2	R2.1	Medium
							RFC201000661	CIP-007-2	R5.2.3	Medium
							RFC201000596	CIP-005-1	R1.	Medium
							RFC201000425	CIP-007-1	6	Lower
							RFC201000228	CIP-006-1	1.1	Medium
							RFC201100729	CIP-004-2	R2.	Medium
							RFC201100732	CIP-004-3	R3.	Medium
							RFC201000604	CIP-007-2a	R1.	Medium
							RFC201000599	CIP-007-1	R3.1	Lower
							RFC201000595	CIP-004-1	R4.2	Medium
							RFC201000603	CIP-006-2	R1.	Medium
							RFC201000597	CIP-006-2	R1.	Medium
							RFC201000424	CIP-007-1	6	Lower
							RFC201000602	CIP-005-1	R1.	Medium
							RFC201100728	CIP-004-2	R4.	Medium
							RFC201000601	CIP-004-1	R4.2	Medium
							RFC201000598	CIP-007-2a	R1.	Medium
							RFC201000229	CIP-005-1	2	Medium
							RFC201100727	CIP-004-2	R3.	Medium
							RFC201100730	CIP-004-2	R3.	Medium
							RFC201000231	CIP-006-1	1.1	Medium
							RFC201100731	CIP-004-2	R4.	Medium
							RFC201000230	CIP-005-1	3	Medium
							RFC201000226	CIP-005-1	2	Medium
							RFC201000605	CIP-007-1	R3.1	Lower
							RFC201000227	CIP-005-1	3	Medium
							RFC201000600	CIP-004-2	R2.1	Medium
07/28/2011	FERC	NP11-236-000 View NOP >> View Order >>	TRE	Scurry County Wind LP	NCR10027	$45,000 (Settlement)	TRE200900072	IRO-001-1	8	High
							TRE200900073	TOP-001-1	3	High
07/28/2011	FERC	NP11-235-000 View NOP >> View Order >>	RFC	New Covert Generating Company, LLC [GO]	NCR10295	$12,500 (Settlement)	RFC201000739	PRC-005-1	R1.	High
07/28/2011	FERC	NP11-234-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$35,000 (Settlement)	WECC201002083	CIP-005-1	R1.	Medium
							WECC201002077	CIP-007-1	R3.	Lower
							WECC201002085	CIP-005-1	R3.	Medium
07/28/2011	FERC	NP11-233-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$70,000 (Settlement)	WECC201002282	CIP-007-1	R8.	Medium
							WECC201002048	BAL-004-WECC-01	4	Lower
							WECC201002106	CIP-006-1	R3.	Medium
							WECC201002155	CIP-007-1	R1.	Medium
07/28/2011	FERC	NP11-232-000 View NOP >> View Order >>	RFC	The Detroit Edison Company	NCR00753	$5,000 (Settlement)	RFC201000663	PRC-005-1	R2.	High
07/28/2011	FERC	NP11-231-000 View NOP >> View Order >>	WECC	Ripon Cogeneration LLC	NCR05363	$12,500 (Settlement)	WECC201001833	PRC-005-1	2.1	High
07/28/2011	FERC	NP11-230-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$18,000 (Settlement)	RFC201000274	CIP-006-1	1.1	Medium
							RFC201000277	CIP-007-1	5.2.1	Medium
							RFC201000273	CIP-005-1	2.4	Medium
							RFC201000278	CIP-007-1	5.2.3	Medium
07/28/2011	FERC	NP11-229-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$75,000 (Settlement)	WECC201001844	CIP-002-1	3	High
							WECC200901818	CIP-007-1	1	Medium
							WECC201001847	CIP-003-1	3	Lower
							WECC201001874	CIP-009-1	1	Medium
							WECC201001846	CIP-003-1	2	Medium
							WECC201001845	CIP-003-1	1	Medium
							WECC201001843	CIP-002-1	1	Medium
07/07/2011	FERC	IN11-1-000 View Order >>	WECC	Pacific Northwest Security Coordintor	NCR10289	$350,000 (Settlement)	None Assigned	See Order IN11-1-000	See Order IN11-1-000	See Order IN11-1-000
06/30/2011	FERC	NP11-228-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
06/29/2011	FERC	NP11-227-000 View NOP >> View Order >>	WECC	Springfield Utility Board	NCR05405	$9,000 (Settlement)	WECC201001912	PRC-005-1	2.1	High
06/29/2011	FERC	NP11-226-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$85,000 (Settlement)	RFC201000659	CIP-006-2	R5.	Medium
							RFC201000240	CIP-004-1	4.2	Medium
							RFC201000683	CIP-006-3c	R6.	Lower
							RFC201000682	CIP-006-3c	R5.	Medium
							RFC201000660	CIP-006-2	R6.	Lower
							RFC201000658	CIP-006-2	R4.	Medium
							RFC201000435	CIP-007-1	6	Lower
							RFC201000432	CIP-006-1	1.8	Lower
							RFC201000295	CIP-006-1	3	Medium
							RFC201000241	CIP-006-1	1.2	Medium
							RFC201000234	CIP-004-1	4.2	Medium
							RFC201000681	CIP-006-3c	R4.	Medium
06/29/2011	FERC	NP11-225-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$10,000 (Settlement)	RFC201000303	CIP-007-1	6	Lower
							RFC201000385	CIP-002-1	2	High
							RFC201000386	CIP-003-1	1	Medium
06/29/2011	FERC	NP11-224-000 View NOP >> View Order >>	RFC	Alcoa Power Generating Inc.	NCR00667	$7,000 (Settlement)	RFC201000342	PRC-005-1	2	High
							RFC201000341	PRC-005-1	1	High
							RFC201000340	FAC-008-1	1	Lower
06/29/2011	FERC	NP11-223-000 View NOP >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$30,000 (Settlement)	SPP200700001	FAC-003-1	2	High
							SPP200900149	CIP-003-1	1	Lower
							SPP200800062	FAC-008-1	1	Medium
06/29/2011	FERC	NP11-222-000 View NOP >> View Order >>	TRE	Luminant Energy Company, LLC	NCR10133	$107,000 (Settlement)	TRE201000121	IRO-001-1.1	R8.	High
							TRE201000122	TOP-001-1	R3.	High
							TRE201000114	VAR-002-1.1a	R3.	Medium
							TRE201100204	VAR-002-1.1a	R3.	Medium
06/29/2011	FERC	NP11-221-000 View NOP >> View Order >>	WECC	Columbia Rural Electric Assoc.	NCR05110	$2,750 (Settlement)	WECC201002014	PRC-005-1	1	High
06/29/2011	FERC	NP11-220-000 View NOP >> View Order >>	RFC	Elwood Energy, LLC, Kincaid Generation, LLC, State Line	NCR00771, NCR00811, NCR00920,	$15,000 (Settlement)	RFC201000655	PRC-005-1	R1.	High
							RFC201100749	PRC-005-1	R1.	High
							RFC201100748	PRC-005-1	R1.	High
							RFC201100750	PRC-005-1	R1.	High
							RFC201000622	PRC-005-1	R2.	High
							RFC201000623	PRC-005-1	R2.	High
06/29/2011	FERC	NP11-219-000 View NOP >> View Order >>	RFC	City of Batavia Municipal Electric Utility	NCR00711	$10,000 (Settlement)	RFC200900223	CIP-001-1	1	Medium
							RFC200900225	PRC-005-1	2.1	High
							RFC200900224	PRC-005-1	1	High
06/29/2011	FERC	NP11-218-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$130,000 (Settlement)	WECC200901868	CIP-006-1	4	Lower
							WECC200901499	CIP-001-1	2	Medium
							WECC200901521	EOP-005-1	4	Medium
							WECC200901500	CIP-001-1	3	Medium
							WECC200901497	COM-001-1	3	Lower
							WECC200901490	CIP-007-1	1	Lower
							WECC200901867	CIP-006-1	2	Medium
							WECC200901519	EOP-001-0	1	High
							WECC201001811	PRC-STD-005-1	WR1	N/A
							WECC200901676	EOP-001-0	6	Medium
							WECC201001820	VAR-STD-002b-1	WR1	N/A
							WECC200901597	CIP-003-1	4	Lower
							WECC200901496	COM-001-1	2	Medium
							WECC200901821	INT-001-3	1	Lower
							WECC200901555	CIP-004-1	4	Medium
							WECC200901452	PRC-005-1	2.1	High
							WECC200901489	CIP-004-1	3	Lower
							WECC200901722	CIP-004-1	3	Lower
							WECC200901596	CIP-003-1	1	Lower
							WECC200901595	CIP-002-1	3	High
							WECC200801274	PRC-STD-005-1	WR1	N/A
							WECC200801211	FAC-013-1	2	Medium
							WECC200901498	CIP-001-1	1	Medium
							WECC200901594	CIP-002-1	2	High
							WECC200901675	VAR-001-1	4	Medium
							WECC200901520	EOP-005-1	2	Medium
							WECC200901674	VAR-001-1	3	Lower
06/29/2011	FERC	NP11-217-000 View NOP >> View Order >>	RFC	High Trail Wind Farm LLC -and- Old Trail Wind Farm,	NCR08054/NCR10135	$7,500 (Settlement)	RFC201100756	PRC-005-1	R1.	High
							RFC201000406	PRC-005-1	1	High
06/29/2011	FERC	NP11-216-000 View NOP >> View Order >>	WECC	Merced Irrigation District	NCR05234	$6,000 (Settlement)	WECC201001869	EOP-004-1	3	Lower
06/29/2011	FERC	NP11-215-000 View NOP >> View Order >>	WECC	Boise-Kuna Irrigation District	NCR00086	$7,500 (Settlement)	WECC201002045	PRC-005-1	2.1	High
06/29/2011	FERC	NP11-214-000 View NOP >> View Order >>	RFC	T.E.S. Filer City Station Limited Partnership	NCR00925	$25,000 (Settlement)	RFC201000430	PRC-005-1	1	High
							RFC201000431	PRC-005-1	2	High
							RFC201000429	FAC-009-1	1	Medium
							RFC201000368	VAR-002-1	3	Medium
							RFC201000428	FAC-008-1	1	Medium
06/29/2011	FERC	NP11-213-000 View NOP >> View Supplemental >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$143,500 (Settlement)	WECC201001856	CIP-003-1	1	Medium
							WECC200901775	CIP-007-1	6	Lower
							WECC200901773	CIP-007-1	5	Lower
							WECC201001857	CIP-004-1	2	Medium
							WECC201001858	CIP-004-1	3	Medium
							WECC201001859	CIP-004-1	4	Lower
							WECC201001860	CIP-007-1	1	Medium
							WECC201001862	CIP-009-1	2	Lower
							WECC200901774	CIP-005-1	3	Medium
							WECC201001861	CIP-009-1	1	Medium
06/29/2011	FERC	NP11-212-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$381,600	WECC200902081	CIP-007-1	R8.	Medium
							WECC200902079	CIP-004-1	R3.	Medium
							WECC201002082	CIP-005-1	R2.	Medium
							WECC201002088	CIP-005-1	R3.	Medium
							WECC201002080	CIP-007-1	R2.	Medium
							WECC201002288	CIP-004-1	R2.	Lower
06/29/2011	FERC	NP11-211-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$14,000 (Settlement)	WECC200901641	CIP-001-1	2	Medium
							WECC200901673	CIP-004-1	4	Lower
							WECC200901671	CIP-002-1	1	Lower
							WECC200901672	CIP-003-1	1	Lower
06/29/2011	FERC	NP11-210-000 View NOP >> View Order >>	RFC	Indianapolis Power & Light Company	NCR00798	$70,000 (Settlement)	RFC201000319	TPL-003-0	1	High
							RFC201000318	TOP-002-2	11	Medium
							RFC201000317	TOP-002-2	6	Medium
							RFC201000313	PER-002-0	2	High
							RFC201000316	PRC-001-1	1	High
							RFC201000315	PER-002-0	4	High
							RFC201000314	PER-002-0	3	High
							RFC201000312	PER-002-0	1	High
							RFC201000311	FAC-008-1	1	Medium
							RFC201000310	FAC-003-1	1	High
							RFC201000309	FAC-001-0	2	Medium
06/29/2011	FERC	NP11-209-000 View NOP >> View Order >>	WECC	Blachly-Lane Electric Coop/PNGC	NCR05028	$0 (Settlement)	WECC201001910	PRC-008-0	1	Medium
							WECC201001911	PRC-008-0	2	Medium
06/29/2011	FERC	NP11-208-000 View NOP >> View Order >>	WECC	Black Hills/Colorado Electric Utility Company,	NCR00089	$8,000 (Settlement)	WECC200901691	PRC-005-1	2.1	High
06/29/2011	FERC	NP11-207-000 View NOP >> View Order >>	RFC	Troy Energy, LLC	NCR00337	$8,000 (Settlement)	RFC200900282	PRC-005-1	2	High
06/29/2011	FERC	NP11-206-000 View NOP >> View Supplemental >> View Order >>	NPCC	Unidentified Registered Entity	NCRXXXXX	$80,000 (Settlement)	NPCC200900115	CIP-004-1	4	Medium
							NPCC201000147	CIP-004-1	2	Medium
							NPCC200900105	CIP-006-1	2	Medium
							NPCC201000149	CIP-004-1	4	Lower
							NPCC201000150	CIP-004-1	4	Medium
							NPCC201000152	CIP-006-1	2	Medium
							NPCC200900096	CIP-006-1	2	Medium
							NPCC200900088	CIP-004-1	4	Medium
							NPCC200900089	CIP-004-1	4	Medium
							NPCC200900103	CIP-004-1	4	Medium
							NPCC200900104	CIP-006-1	2	Medium
							NPCC201000181	CIP-004-2	4	Medium
							NPCC201000146	CIP-004-1	4	Lower
							NPCC200900114	CIP-006-1	2	Medium
							NPCC201000156	CIP-006-2	2	Medium
							NPCC201000151	CIP-004-1	4	Medium
							NPCC200900091	CIP-004-1	4	Medium
							NPCC201000182	CIP-004-2	4	Medium
							NPCC200900090	CIP-004-1	4	Medium
							NPCC201000148	CIP-004-1	3	Medium
							NPCC200900092	CIP-006-1	2	Medium
06/29/2011	FERC	NP11-205-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$22,000 (Settlement)	WECC201001916	CIP-003-1	1	Lower
							WECC201001913	CIP-002-1	1	Lower
							WECC201001914	CIP-004-1	4	Lower
							WECC201001882	MOD-010-0	2	Medium
06/29/2011	FERC	NP11-204-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$37,500 (Settlement)	WECC200901690	CIP-005-1	2	Medium
							WECC200901666	CIP-003-1	3	Lower
							WECC200901753	CIP-006-1	1	Medium
							WECC200901700	CIP-007-1	5	Lower
06/29/2011	FERC	NP11-203-000 View NOP >> View Order >>	WECC	City of Loveland, Colorado	NCR05087	$3,000 (Settlement)	WECC200901755	PRC-008-0	2	Medium
06/29/2011	FERC	NP11-202-000 View NOP >> View Order >>	WECC	High Desert Power Project, LLC	NCR05184	$9,000 (Settlement)	WECC201001875	VAR-002-1	1	Medium
06/29/2011	FERC	NP11-201-000 View NOP >> View Order >>	WECC	Lane Electric Cooperative, Inc./PNGC	NCR05212	$0 (Settlement)	WECC201001909	PRC-008-0	2	Medium
							WECC201001908	PRC-008-0	1	Medium
06/29/2011	FERC	NP11-200-000 View NOP >> View Order >>	WECC	Idaho Power Company	NCR05191	$10,000	WECC201001834	FAC-013-1	2	Medium
05/26/2011	FERC	NP11-199-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
05/26/2011	FERC	NP11-198-000 View NOP >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$17,860	SPP200900181	CIP-007-1	1	Medium
							SPP200900168	PRC-005-1	2.1	Medium
							SPP200900169	FAC-008-1	1	Medium
							SPP200900170	FAC-009-1	1	Medium
							SPP201000253	BAL-003-0.1b	2	Medium
							SPP200900178	CIP-003-1	1	Medium
							SPP200900180	CIP-004-1	4.2	High
05/26/2011	FERC	NP11-197-000 View NOP >> View Order >>	WECC	Gila River Power, LP - GO/GOP/PSE	NCR05170	$20,000	WECC201001907	PRC-005-1	2.1	High
05/26/2011	FERC	NP11-196-000 View NOP >> View Order >>	RFC	Cordova Energy Company, LLC	NCR00742	$20,000	RFC201000627	PRC-005-1	R1.	High
05/26/2011	FERC	NP11-195-000 View NOP >> View Order >>	WECC	Provo City Corporation	NCR05332	$18,000	WECC201001865	PRC-005-1	1	High
							WECC201001866	PRC-005-1	2.1	High
05/26/2011	FERC	NP11-194-000 View NOP >> View Order >>	WECC	Edison Mission Marketing & Trading, Inc.	NCR00769	$10,000	WECC201002051	PRC-005-1	2.1	High
05/26/2011	FERC	NP11-193-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$60,000	WECC201002049	PRC-005-1	2.1	High
							WECC201001968	CIP-007-1	1	Medium
							WECC201001974	COM-002-2	2	Medium
							WECC201002010	CIP-003-1	1	Lower
							WECC201001948	CIP-004-1	3	Medium
05/26/2011	FERC	NP11-192-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$12,200	WECC201002152	CIP-006-2	R1.	Medium
							WECC201002236	CIP-005-1	R1.	Medium
							WECC201002154	CIP-004-1	R4.	Medium
05/26/2011	FERC	NP11-191-000 View NOP >> View Order >>	RFC	UGI Utilities, Inc.	NCR00935	$20,000	RFC201000628	PRC-005-1	R2.	High
							RFC201000344	PRC-005-1	1	High
05/26/2011	FERC	NP11-190-000 View NOP >> View Order >>	RFC	Hoosier Energy REC, Inc.	NCR00794	$80,000	RFC200900205	FAC-008-1	1	Lower
							RFC200900201	EOP-001-0	5	Medium
							RFC200900177	PRC-005-1	2.1	High
							RFC200900179	CIP-001-1	1	Medium
							RFC200900199	EOP-001-0	3	Medium
							RFC200900200	EOP-001-0	4	Medium
							RFC200900202	EOP-001-0	6	Medium
							RFC200900204	FAC-003-1	2	High
							RFC200900207	VAR-001-1	1	High
							RFC200900203	FAC-003-1	1	High
05/26/2011	FERC	NP11-189-000 View NOP >> View Order >>	FRCC	Unidentified Registered Entity	NCRXXXXX	$17,000	FRCC200900277	CIP-005-1	1.4	Lower
							FRCC201000384	CIP-005-1	1	Lower
							FRCC200900278	CIP-004-1	2.1	Medium
							FRCC200900217	CIP-004-1	3	Medium
							FRCC201000383	CIP-004-2	3	Medium
05/26/2011	FERC	NP11-188-000 View NOP >> View Order >>	SPP	Unidentified Registered Entity	NCRXXXXX	$16,860	SPP200900164	FAC-009-1	1	Medium
							SPP200900086	CIP-004-1	4	Medium
							SPP200900162	PRC-005-1	2.1	High
							SPP201000260	BAL-003-0.1b	2	Medium
							SPP200900166	CIP-004-1	3.2	Lower
							SPP200900165	CIP-003-1	1	Medium
							SPP200900163	FAC-008-1	1	Medium
05/26/2011	FERC	NP11-187-000 View NOP >> View Order >>	RFC	Edison Mission Marketing & Trading, Inc.	NCR00769	$10,000	RFC201000443	PRC-005-1	2.1	High
05/26/2011	FERC	NP11-186-000 View NOP >> View Order >>	RFC	Allegheny Energy Supply Company, L.L.C. [GO,	NCR02600	$20,000	RFC200900181	PRC-005-1	2	High
							RFC201000434	PRC-005-1	2.1	High
05/26/2011	FERC	NP11-185-000 View NOP >> View Order >>	TRE	Brazos Wind, LP	NCR10210	$22,000	TRE201000092	PRC-005-1	1	High
							TRE201000093	PRC-005-1	2	High
05/26/2011	FERC	NP11-184-000 View NOP >> View Data Request >> View Response >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$70,000	RFC201000364	CIP-009-1	4	Lower
							RFC201000363	CIP-009-1	3	Lower
							RFC201000348	CIP-005-1	1	Medium
							RFC200900209	CIP-003-1	1	Medium
							RFC201000347	CIP-003-1	6	Lower
							RFC201000346	CIP-003-1	5	Lower
							RFC201000345	CIP-003-1	4	Medium
							RFC200900215	CIP-009-1	1	Medium
							RFC200900214	CIP-008-1	1	Lower
							RFC200900213	CIP-007-1	1	Medium
							RFC200900212	CIP-004-1	4	Lower
							RFC200900210	CIP-004-1	2	Medium
							RFC201000352	CIP-005-1	5	Lower
							RFC201000357	CIP-007-1	5	Lower
							RFC200900208	CIP-002-1	1	Medium
							RFC201000350	CIP-005-1	3	Medium
							RFC201000360	CIP-007-1	9	Lower
							RFC201000370	CIP-007-1	6	Lower
							RFC201000353	CIP-006-1	1	Medium
							RFC201000354	CIP-006-1	3	Medium
							RFC201000356	CIP-007-1	3	Lower
							RFC201000369	CIP-007-1	4	Medium
							RFC201000349	CIP-005-1	2	Medium
							RFC200900211	CIP-004-1	3	Medium
							RFC201000358	CIP-007-1	7	Lower
							RFC201000355	CIP-007-1	2	Medium
05/26/2011	FERC	NP11-183-000 View NOP >> View Order >>	NPCC	CPI (CP) LLC --- CURTIS PALMER HYDROELECTRIC	NCR07076	$15,000	NPCC200900075	CIP-001-1	3	Medium
							NPCC200900077	FAC-008-1	1	Medium
							NPCC200900073	CIP-001-1	1	Medium
							NPCC200900074	CIP-001-1	2	Medium
							NPCC200900076	CIP-001-1	4	Medium
							NPCC200900078	FAC-009-1	1	Medium
							NPCC200900079	PRC-005-1	1	High
05/26/2011	FERC	NP11-182-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$59,000	WECC201001831	CIP-009-1	1	Medium
							WECC200901829	CIP-004-1	3	Medium
							WECC201001830	CIP-008-1	1	Lower
							WECC200901836	CIP-004-1	4	Lower
							WECC200901828	CIP-004-1	2	Medium
							WECC201001832	CIP-009-1	2	Lower
04/29/2011	FERC	NP11-181-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Errata >> View Errata A-1 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
04/29/2011	FERC	NP11-180-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$71,500 (Settlement)	WECC200901707	CIP-004-1	2	Lower
							WECC200801177	CIP-004-1	3	Lower
							WECC200901810	IRO-005-1	13	N/A
							WECC200901787	IRO-STD-006-0	WR1	N/A
							WECC200901809	PER-002-0	4	High
							WECC200801162	TPL-004-0	1	Medium
							WECC200901786	BAL-004-0	3	Medium
							WECC200801492	BAL-002-0	4	Medium
							WECC200901420	TOP-008-1	2	High
04/29/2011	FERC	NP11-179-000 View NOP >> View Order >>	MRO	Unidentified Registered Entity	NCRXXXXX	$10,000 (Settlement)	MRO200900136	CIP-007-1	1	Medium
04/29/2011	FERC	NP11-178-000 View NOP > View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$35,000 (Settlement)	WECC200901399	COM-002-2	2	Medium
							WECC200901741	CIP-002-1	1	Medium
04/29/2011	FERC	NP11-177-000 View NOP >> View Order >>	RFC	Baltimore Gas and Electric Company	NCR00689	$0 (Settlement)	RFC201000392	FAC-009-1	1	Medium
04/29/2011	FERC	NP11-176-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$80,000 (Settlement)	WECC200901769	IRO-005-2	13	N/A
							WECC200901752	TOP-004-2	1	High
							WECC200901784	BAL-004-WECC-01	1	Lower
							WECC200901556	CIP-004-1	2	Medium
							WECC200901764	CIP-004-1	3	Medium
							WECC200901651	CIP-004-1	4	Medium
							WECC200901638	PRC-005-1	2.1	High
04/29/2011	FERC	NP11-175-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$32,000 (Settlement)	WECC200801266	TPL-003-0	2	Medium
							WECC200901507	VAR-STD-002b-1	WR1	N/A
							WECC200801265	TPL-003-0	1	High
							WECC200901739	CIP-006-1	1	Lower
							WECC200901401	CIP-004-1	3	Lower
							WECC200901400	CIP-004-1	2	Medium
04/29/2011	FERC	NP11-174-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$15,000 (Settlement)	RFC201000308	CIP-004-1	4	Lower
							RFC200900232	CIP-006-1	1.8	Lower
							RFC201000307	CIP-004-1	2	Lower
04/29/2011	FERC	NP11-173-000 View NOP >> View Order >>	RFC	Safe Harbor Water Power Corporation	NCR00911	$30,000 (Settlement)	RFC201000626	PRC-005-1	R1.	High
							RFC201000625	FAC-008-1	R1.	Medium
							RFC201000302	PRC-005-1	2	High
04/29/2011	FERC	NP11-172-000 View NOP >> View Order >>	NPCC	Braintree Electric Light Department	NCR07022	$15,000 (Settlement)	NPCC201000193	VAR-002-1.1a	R3.	Medium
							NPCC201000192	VAR-002-1.1a	R1.	Medium
04/29/2011	FERC	NP11-171-000 View NOP >> View Order >>	RFC	Duke Energy Corporation	NCR00761	$60,000 (Settlement)	RFC200900118	VAR-002-1	1	Medium
							RFC201000410	VAR-002-1	3	Medium
							RFC200900218	VAR-002-1	1	Medium
04/29/2011	FERC	NP11-170-000 View NOP >> View Order >>	WECC	Grays Harbor Energy LLC	NCR02551	$16,500 (Settlement)	WECC201002062	PRC-005-1	R1.	High
							WECC201002074	TOP-003-0	R1.	Medium
04/29/2011	FERC	NP11-169-000 View NOP >> View Order >>	SERC	Alabama Power Company	NCR01166	$12,500 (Settlement)	SERC200900301	PRC-005-1	2	High
							SERC200900282	PRC-005-1	2.1	High
							SERC200900258	PRC-005-1	2	High
04/29/2011	FERC	NP11-168-000 View NOP >> View Order >>	RFC	American Municipal Power Inc.	NCR00683	$25,000 (Settlement)	RFC201000238	PRC-005-1	2	High
							RFC201000651	FAC-008-1	R1.	Medium
							RFC201000652	FAC-009-1	R1.	Medium
04/29/2011	FERC	NP11-167-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$89,000 (Settlement)	WECC200901855	CIP-008-1	1	Lower
							WECC200901734	CIP-007-1	4	Medium
							WECC200901736	CIP-007-1	6	Medium
							WECC200901737	CIP-007-1	7	Lower
							WECC200901733	CIP-007-1	3	Lower
							WECC200901730	CIP-005-1	4	Medium
							WECC200901864	CIP-009-1	5	Lower
							WECC200901731	CIP-007-1	1	Medium
							WECC200901732	CIP-007-1	2	Medium
							WECC200901851	CIP-009-1	2	Lower
							WECC200901735	CIP-007-1	5	Lower
							WECC200901729	CIP-004-1	4	Lower
							WECC200901738	CIP-007-1	8	Medium
04/29/2011	FERC	NP11-166-000 View NOP >> View Order >>	SPP, TRE	Unidentified Registered Entity	NCRXXXXX	$50,000 (Settlement)	SPP200900142	FAC-009-1	1	Medium
							SPP200900089	PRC-005-1	2	High
							SPP200900140	FAC-003-1	1	High
							SPP200900109	CIP-006-1	1.8	Medium
							SPP200900144	CIP-008-1	1.6	Lower
							SPP200900088	PRC-005-1	1.2	High
							SPP200900138	CIP-003-1	1.1	Lower
							SPP200900141	FAC-008-1	1	Lower
							SPP200900143	CIP-007-1	1	Medium
							SPP200900108	CIP-005-1	2	Medium
							TRE200900087	FAC-003-1	1	High
							SPP200900087	PRC-005-1	1.1	High
							SPP201000340	CIP-005-2	1	Medium
							SPP200900139	CIP-004-1	2.2.2	Lower
04/29/2011	FERC	NP11-165-000 View NOP >> View Order >>	RFC	Indianapolis Power & Light Company	NCR00798	$30,000 (Settlement)	RFC201000283	PRC-005-1	1	High
							RFC201000284	PRC-005-1	2.1	High
							RFC200900217	VAR-002-1	3.1	Medium
							RFC201000664	VAR-002-1.1a	R1.	Medium
04/29/2011	FERC	NP11-164-000 View NOP >> View Order >>	RFC	American Electric Power Service Corporation as agent for… Indiana Michigan	NCR00682	$35,000 (Settlement)	RFC200900261	PRC-016-0	3	Lower
							RFC200900259	PRC-015-0	2	Medium
							RFC200900258	PRC-015-0	1	Medium
							RFC200900262	PRC-017-0	1	High
							RFC200900182	PRC-005-1	2.1	High
							RFC200900260	PRC-016-0	1	Medium
04/29/2011	FERC	NP11-163-000 View NOP >> View Order >>	WECC	PacifiCorp	NCR05304	$35,000 (Settlement)	WECC200901879	TOP-004-2	4	High
							WECC200901878	TOP-004-2	1	High
03/31/2011	FERC	NP11-162-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Errata >> View A-1 Spreadsheet Errata>> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
03/30/2011	FERC	NP11-161-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$35,000 (Settlement)	WECC200801185	CIP-008-1	1	Lower
							WECC200801706	CIP-007-1	1	Lower
							WECC200901423	CIP-004-1	3	Medium
							WECC200901259	CIP-001-1	1	Medium
							WECC200901491	CIP-007-1	5	Lower
							WECC200901644	CIP-006-1	1	Lower
							WECC200901260	CIP-001-1	2	Medium
							WECC200901625	CIP-004-1	2	Lower
03/30/2011	FERC	NP11-160-000 View NOP >> View Order >>	NPCC	Dartmouth Power Associates, LP	NCR02922	$35,000 (Settlement)	NPCC200900109	TOP-003-0	1	Medium
							NPCC200900108	TOP-002-2	14	Medium
03/30/2011	FERC	NP11-159-000 View NOP >> View Order >>	WECC	Nextera Energy Resources, LLC	NCR05163	$60,000 (Settlement)	WECC200901639	PRC-005-1	2.1	High
							WECC200901723	FAC-001-0	1	Medium
							WECC200901725	FAC-001-0	3	Medium
							WECC200901724	FAC-001-0	2	Medium
03/30/2011	FERC	NP11-158-000 View NOP >> View Order >>	RFC	PSEG Fossil LLC	NCR00893	$15,000 (Settlement)	RFC201000390	VAR-002-1	1	Medium
03/30/2011	FERC	NP11-157-000 View NOP >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$7,000 (Settlement)	SERC200900337	CIP-004-1	2.3	Lower
							SERC200900338	CIP-004-1	3	Lower
03/30/2011	FERC	NP11-156-000 View NOP >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$12,500 (Settlement)	SERC200900350	CIP-006-1	4	Lower
							SERC200900348	CIP-006-1	2	Medium
							SERC200900349	CIP-006-1	3	Medium
03/30/2011	FERC	NP11-155-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$2,000 (Settlement)	WECC200901705	CIP-003-1	2	Lower
03/30/2011	FERC	NP11-154-000 View NOP >> View Order >>	WECC	California Department of Water Resources	NCR05047	$11,900	WECC201002044	PRC-005-1	2.1	High
03/30/2011	FERC	NP11-153-000 View NOP >> View Order >>	RFC	Exelon Generation Company, LLC - Exelon	NCR00778	$25,000 (Settlement)	RFC201000321	VAR-002-1	2	Medium
03/30/2011	FERC	NP11-152-000 View NOP >> View Order >>	MRO	Calpine Energy Services	NCR00007	$4,000 (Settlement)	MRO201000191	VAR-002-1	1	Medium
03/30/2011	FERC	NP11-151-000 View NOP >> View Order >>	WECC	Public Utility District No. 2 of Grant County,	NCR05342	$25,100	WECC201002063	PRC-023-1	R1.	High
03/30/2011	FERC	NP11-150-000 View NOP >> View Order >>	MRO	Unidentified Registered Entity	NCRXXXXX	$0	MRO201000157	CIP-006-1	1	Lower
03/30/2011	FERC	NP11-149-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$20,000 (Settlement)	RFC200900184	CIP-006-1	4	Medium
							RFC200900183	CIP-006-1	1.6	Medium
03/30/2011	FERC	NP11-148-000 View NOP >> View Order >>	WECC	Imperial Irrigation District	NCR05195	$23,223	WECC201002053	PRC-005-1	2.1	High
							WECC201001815	PRC-STD-005-1	WR1	N/A
03/30/2011	FERC	NP11-147-000 View NOP >> View Order >>	WECC	Public Utility District No. 1 of Snohomish	NCR05335	$31,000	WECC201001876	PRC-005-1	2.1	High
							WECC201002021	PRC-005-1	2.1	High
03/30/2011	FERC	NP11-146-000 View NOP >> View Order >>	RFC	Unidentified Registered Entities	NCRXXXXX, NCRXXXXX, NCRXXXXX	$52,500 (Settlement)	RFC200900193	CIP-004-1	3	Medium
							RFC200900266	CIP-008-1	1	Lower
							RFC200900265	CIP-004-1	4	Lower
							RFC200900191	CIP-004-1	3	Medium
							RFC200900272	CIP-008-1	1	Lower
							RFC200900271	CIP-004-1	4	Lower
							RFC200900270	CIP-002-1	3.2	Lower
							RFC200900269	CIP-008-1	1	Lower
							RFC200900268	CIP-004-1	4	Lower
							RFC200900264	CIP-002-1	3.2	Lower
							RFC200900267	CIP-002-1	3.2	Lower
							RFC200900129	CIP-004-1	2.1	Medium
							RFC200900192	CIP-004-1	3	Medium
							RFC200900130	CIP-004-1	2.1	Medium
03/30/2011	FERC	NP11-145-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$13,000 (Settlement)	WECC200901677	CIP-003-1	1	Lower
							WECC200901678	CIP-006-1	1	Lower
							WECC200901679	CIP-007-1	1	Medium
03/30/2011	FERC	NP11-144-000 View NOP >> View Order >>	WECC	City of McMinnville	NCR05088	$6,000 (Settlement)	WECC201001837	PRC-008-0	1	Medium
							WECC201001838	PRC-008-0	2	Medium
03/30/2011	FERC	NP11-143-000 View NOP >> View Order >>	SERC	Unidentified Registered Entity	NCRXXXXX	$5,000 (Settlement)	SERC200900299	CIP-004-1	2.3	Lower
							SERC200900303	CIP-004-1	2.1	Medium
03/30/2011	FERC	NP11-142-000 View NOP >> View Order >>	WECC	Tillamook People's Utility District	NCR05427	$7,500 (Settlement)	WECC201001872	PRC-005-1	1	High
							WECC201001873	PRC-005-1	2.1	High
03/30/2011	FERC	NP11-141-000 View NOP >> View Order >>	WECC	City of Anaheim	NCR05067	$0	WECC201002023	IRO-STD-006-0	WR1	N/A
03/30/2011	FERC	NP11-140-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$27,000 (Settlement)	WECC200901646	CIP-004-1	2	Medium
							WECC200901647	CIP-004-1	3	Lower
							WECC200901634	CIP-004-1	4	Lower
							WECC200901649	CIP-003-1	2	Lower
							WECC200901636	CIP-007-1	4	Medium
							WECC200901648	CIP-003-1	1	Lower
							WECC200901635	CIP-007-1	1	Medium
03/30/2011	FERC	NP11-139-000 View NOP >> View Order >>	WECC	Dynegy Arlington Valley, LLC	NCR05135	$0	WECC200700439	PER-002-0	3	Medium
03/30/2011	FERC	NP11-138-000 View NOP >> View Order >>	WECC	El Paso Electric Company	NCR05140	$0	WECC201001963	TOP-STD-007-0	WR1	N/A
03/30/2011	FERC	NP11-137-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$106,000 (Settlement)	WECC200800627	FAC-003-1	1	High
							WECC200800794	CIP-001-1	2	Medium
							WECC200801226	INT-006-1	1	Lower
							WECC200901322	INT-006-2	1	Lower
							WECC200810387	PRC-004-1	2	High
							WECC200800909	PRC-005-1	1	High
							WECC200810389	PRC-005-1	2	Lower
							WECC200710135	TOP-002-2	1	Medium
							WECC200800906	CIP-009-1	1	Lower
							WECC200800796	CIP-001-1	4	Medium
							WECC200800904	CIP-007-1	1	Medium
							WECC200800905	CIP-008-1	1	Lower
							WECC200901327	FAC-014-1	4	Medium
							WECC200800793	CIP-001-1	1	Medium
							WECC200800795	CIP-001-1	3	Medium
							WECC200800901	CIP-004-1	2	Medium
							WECC200800902	CIP-004-1	3	Lower
							WECC200800903	CIP-004-1	4	Medium
							WECC200901326	FAC-014-1	2	Medium
							WECC200810379	EOP-005-1	7	High
							WECC200800797	INT-006-1	1	Lower
							WECC200810382	FAC-001-0	2	Medium
							WECC200800908	COM-001-1	2	Medium
							WECC200810381	FAC-001-0	1	Medium
							WECC200810383	FAC-001-0	3	Medium
							WECC200810384	FAC-008-1	1	Lower
							WECC200810385	FAC-008-1	2	Lower
							WECC200810386	FAC-009-1	1	Medium
							WECC200800907	CIP-009-1	2	Lower
							WECC200901328	FAC-014-1	5	High
03/30/2011	FERC	NP11-136-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$14,500	WECC200901642	CIP-002-1	2	High
							WECC200901643	CIP-008-1	1	Lower
							WECC200901698	CIP-007-1	6	Lower
03/30/2011	FERC	NP11-135-000 View NOP >> View Order >>	WECC	Public Utility District No. 1 of Snohomish	NCR05335	$26,000 (Settlement)	WECC200901469	TPL-004-0	1	Medium
							WECC200901461	TPL-001-0	2	Medium
							WECC200901460	TPL-001-0	1	High
							WECC200901463	TPL-002-0	1	High
							WECC200901464	TPL-002-0	2	Medium
							WECC200901466	TPL-003-0	1	High
							WECC200901778	PRC-007-0	1	Medium
							WECC200901467	TPL-003-0	2	Medium
03/30/2011	FERC	NP11-134-000 View NOP >> View Order >>	FRCC	Ft. Pierce Utilities Authority	NCR00027	$2,800 (Settlement)	FRCC200900175	PRC-005-1	2.1	High
							FRCC200900181	FAC-008-1	1	Medium
02/28/2011	FERC	NP11-133-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
02/28/2011	FERC	NP11-132-000 View NOP >> View Order >>	FRCC	Tampa Electric Company	NCR00074	$46,000 (Settlement)	FRCC200900259	PRC-008-0	2	Medium
							FRCC200900227	BAL-005-0.1b	11	Medium
							FRCC200900187	TOP-004-2	1	High
02/28/2011	FERC	NP11-131-000 View NOP >> View Order >>	WECC	Pacific Gas and Electric Company	NCR05299	$7,000	WECC201001969	VAR-002-1	3	Medium
02/28/2011	FERC	NP11-130-000 View NOP >> View Order >>	WECC	Silicon Valley Power	NCR05392	$94,000 (Settlement)	WECC200800757	PRC-008-0	2	Medium
							WECC200800755	PRC-007-0	3	Lower
							WECC200800756	PRC-008-0	1	Medium
							WECC200801307	VAR-002-1	2	Medium
							WECC200800745	CIP-001-1	1	Medium
							WECC200800754	PRC-007-0	2	Lower
							WECC200800752	PRC-005-1	2	High
							WECC200800751	PRC-005-1	1	High
							WECC200800748	CIP-001-1	4	Medium
							WECC200800747	CIP-001-1	3	Medium
							WECC200800746	CIP-001-1	2	Medium
							WECC200801306	VAR-002-1	1	Medium
							WECC200801148	FAC-008-1	1	Medium
02/28/2011	FERC	NP11-129-000 View NOP >> View Order >>	FRCC	Vandolah Power Company, LLC	NCR00078	$23,000 (Settlement)	FRCC200900150	FAC-008-1	1	Medium
							FRCC200900152	PRC-005-1	1	High
							FRCC200900151	PRC-004-1	2	High
02/23/2011	FERC	NP11-128-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$450,000 (Settlement)	WECC200800695	FAC-003-1	1	High
							WECC200800690	EOP-001-0	7	Medium
							WECC200700545	VAR-001-1	1	High
							WECC200800667	TOP-004-1	6	Medium
							WECC200800688	BAL-006-1	4	Lower
							WECC200800912	CIP-003-1	3	Lower
							WECC200800694	EOP-008-0	1	High
							WECC200800714	EOP-005-1	1	Medium
							WECC200800917	CIP-008-1	1	Lower
							WECC200800696	INT-003-2	1	Medium
							WECC200800698	PER-002-0	3	High
							WECC200800700	TOP-002-2	4	Medium
							WECC200800701	TOP-002-2	11	Medium
							WECC200800703	TOP-002-2	17	High
							WECC200800705	VAR-001-1	2	High
							WECC200800693	EOP-003-1	7	High
							WECC200800715	EOP-005-1	2	Medium
							WECC200800919	CIP-009-1	2	Lower
							WECC200800716	EOP-005-1	3	Medium
							WECC200800911	CIP-003-1	1	Medium
							WECC200800913	CIP-004-1	2	Lower
							WECC200800914	CIP-004-1	3	Medium
							WECC200800689	EOP-001-0	5	Medium
							WECC200800916	CIP-007-1	1	Medium
							WECC200800697	PER-002-0	2	High
							WECC200800918	CIP-009-1	1	Medium
							WECC200800717	EOP-005-1	4	Medium
							WECC200810350	TPL-001-0	1	High
							WECC200810351	TPL-002-0	1	High
							WECC200810352	TPL-002-0	2	Medium
							WECC200810426	PRC-005-1	2.1	High
							WECC200800915	CIP-004-1	4	Lower
							WECC200800706	VAR-001-1	3	Lower
02/23/2011	FERC	NP11-127-000 View NOP >> View Order >>	FRCC	Unidentified Registered Entity	NCRXXXXX	$55,000 (Settlement)	FRCC200900172	FAC-003-1	2	High
							FRCC200900171	PRC-005-1	2.1	High
							FRCC200900141	PRC-005-1	2.2	High
							FRCC200800085	CIP-004-1	4.1	Lower
							FRCC200800086	PRC-005-1	2.1	High
							FRCC200800116	FAC-008-1	1.2.1	Medium
							FRCC200800117	FAC-001-0	2	Medium
							FRCC200900138	CIP-004-1	4.1	Lower
							FRCC200900137	PRC-005-1	2.2	High
							FRCC200900136	PRC-005-1	1.2	High
02/23/2011	FERC	NP11-126-000 View NOP >> View Order >>	SPP	Dogwood Energy, LLC	NCR01089	$30,000 (Settlement)	SPP200800059	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-125-000 View NOP >> View Order >>	SPP, RFC	Unidentified Registered Entity	NCRXXXXX, NCRXXXXX	$77,000 (Settlement)	RFC200800072	FAC-009-1	1	Medium
							RFC200800073	VAR-002-1	1	Medium
							RFC200800111	CIP-004-1	3	Medium
							SPP200800066	CIP-004-1	3	Medium
							SPP200800065	CIP-004-1	2	Medium
							RFC200800074	PRC-005-1	2.1	High
							RFC200800110	CIP-004-1	2.1	Medium
							SPP200800061	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-124-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$100,000	RFC200900198	CIP-004-1	4.1	Lower
							RFC201000236	CIP-003-1	4	Medium
							RFC200900137	CIP-007-1	1	Medium
							RFC200900125	CIP-004-1	4.2	Medium
							RFC200900135	CIP-004-1	2	Medium
							RFC200900197	CIP-004-1	3	Medium
							RFC200900154	TPL-003-0	1	High
							RFC200900138	CIP-008-1	1	Lower
							RFC200900153	TPL-002-0	1	High
							RFC200900152	FAC-014-1	4	Medium
							RFC200900149	PRC-005-1	1	High
							RFC200900148	EOP-001-0	6	Medium
							RFC200900136	CIP-004-1	3	Medium
							RFC200900151	FAC-014-1	2	Medium
							RFC200900150	FAC-009-1	1	Medium
							RFC200800079	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-123-000 View NOP >> View Order >>	SERC	Covanta, Fairfax, Inc.	NCR01211	$3,000 (Settlement)	SERC200900308	PRC-005-1	2.1	High
							SERC200900307	PRC-005-1	1	High
02/23/2011	FERC	NP11-122-000 View NOP >> View Order >>	SERC	PPG Industries, Inc.	NCR09034	$10,000 (Settlement)	SERC200900294	PRC-001-1	1	High
							SERC200900260	PRC-005-1	2.1	High
							SERC200900295	PRC-005-1	1	High
02/23/2011	FERC	NP11-121-000 View NOP >> View Order >>	WECC	Coso Power Developers	NCR05122	$3,000 (Settlement)	WECC200901806	PRC-005-1	2.1	High
							WECC200901805	PRC-005-1	1	High
02/23/2011	FERC	NP11-120-000 View NOP >> View Order >>	WECC	Coso Energy Developers	NCR05119	$3,000 (Settlement)	WECC200901802	PRC-005-1	2.1	High
							WECC200901801	PRC-005-1	1	High
02/23/2011	FERC	NP11-119-000 View NOP >> View Order >>	WECC	Coso Finance Partners	NCR05120	$3,000 (Settlement)	WECC200901803	PRC-005-1	1	High
							WECC200901804	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-118-000 View NOP >> View Order >>	WECC	Terra-Gen Dixie Valley, LLC	NCR05043	$3,000 (Settlement)	WECC200901799	PRC-005-1	1	High
							WECC200901800	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-117-000 View NOP >> View Order >>	WECC	Nevada Sun-Peak, LP	NCR05262	$3,000 (Settlement)	WECC200901808	PRC-005-1	2.1	High
							WECC200901807	PRC-005-1	1	High
02/23/2011	FERC	NP11-116-000 View NOP >> View Order >>	FRCC	Unidentified Registered Entity	NCRXXXXX	$75,000 (Settlement)	FRCC200800104	FAC-008-1	1	Lower
							FRCC200800105	PRC-005-1	1	High
							FRCC200800087	PRC-005-1	2.1	High
							FRCC200800092	PER-002-0	4	High
							FRCC200800093	CIP-004-1	3	Medium
							FRCC200800103	EOP-005-1	4	Medium
02/23/2011	FERC	NP11-115-000 View NOP >> View Order >>	TRE	BASF Corp	NCR04011	$11,000	TRE201000089	CIP-001-1	2	Medium
02/23/2011	FERC	NP11-114-000 View NOP >> View Order >>	TRE	Texas Municipal Power Agency	NCR04141	$16,000 (Settlement)	TRE201000090	PRC-005-1	1	Medium
02/23/2011	FERC	NP11-113-000 View NOP >> View Order >>	MRO	Montana-Dakota Utilities Company	NCR01015	$45,000	MRO201000181	FAC-003-1	2	High
02/23/2011	FERC	NP11-112-000 View NOP >> View Order >>	RFC	Consumers Energy Company	NCR00740	$25,000 (Settlement)	RFC200900187	EOP-004-1	3	Lower
							RFC200900186	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-111-000 View NOP >> View Order >>	MRO	Unidentified Registered Entity	NCRXXXXX	$120,000 (Settlement)	MRO200900119	PRC-017-0	1	Lower
							MRO200900126	EOP-008-0	1	Medium
							MRO200900125	FAC-001-0	1	Medium
							MRO200900124	FAC-003-1	1	High
							MRO200900122	PRC-005-1	1	High
							MRO200900121	PRC-005-1	2	High
							MRO200900118	CIP-007-1	1	Medium
							MRO200900120	PRC-008-0	2	Medium
02/23/2011	FERC	NP11-110-000 View NOP >> View Order >>	RFC	Allegheny Power [DP, LSE, TO]	NCR02602	$15,000 (Settlement)	RFC200900156	PRC-005-1	2.1	High
							RFC201000237	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-109-000 View NOP >> View Order >>	MRO	Cedar Falls Utilities	NCR00969	$3,000 (Settlement)	MRO200900129	PRC-008-0	2	Medium
							MRO200900133	FAC-001-0	2	Medium
							MRO200900130	PRC-008-0	1	Medium
							MRO200900131	PRC-005-1	2	High
							MRO200900132	PRC-005-1	1	High
02/23/2011	FERC	NP11-108-000 View NOP >> View Order >>	WECC	Avista Corporation	NCR05020	$18,000 (Settlement)	WECC200901813	PRC-005-1	2.1	High
							WECC200901812	PRC-STD-005-1	WR1	N/A
02/23/2011	FERC	NP11-107-000 View NOP >> View Order >>	WECC	Burney Forest Products, A Joint Venture	NCR05039	$17,500 (Settlement)	WECC200901756	PRC-005-1	1	High
							WECC200901757	PRC-005-1	2.1	High
02/23/2011	FERC	NP11-106-000 View NOP >> View Order >>	RFC	Unidentified Registered Entity	NCRXXXXX	$15,000 (Settlement)	RFC201000243	CIP-007-1	1.1	Medium
							RFC201000242	CIP-004-1	4.1	Lower
							RFC200900166	CIP-007-1	4	Medium
02/23/2011	FERC	NP11-105-000 View NOP >> View Order >>	FRCC	Gainesville Regional Utilities	NCR00032	$45,000 (Settlement)	FRCC201000392	BAL-005-0	11	Medium
							FRCC200900164	PRC-004-1	2	High
							FRCC200900165	PRC-004-1	1	High
							FRCC200900166	PRC-005-1	2	High
							FRCC200900174	PRC-005-1	2	High
							FRCC200900167	PRC-005-1	1	High
							FRCC200900309	PRC-008-0	2	Medium
02/01/2011	FERC	NP11-104-000 View NOP >> View A-1 Spreadsheet >> View A-2 Spreadsheet >> View Order >>	See Spreadsheets and NOP for ACP information	Administration Citation Notice of Penalty (ACP)	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information	See Spreadsheets and NOP for ACP information
01/31/2011	FERC	NP11-103-000 View NOP >> View Order >>	SERC	Sam Rayburn G&T Electric Cooperative Inc.	NCR01307	$10,000 (Settlement)	SERC200900268	PRC-005-1	2.1	High
							SERC200900267	PRC-005-1	1	High
01/31/2011	FERC	NP11-102-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$6,500	WECC200901728	CIP-007-1	4	Medium
01/31/2011	FERC	NP11-101-000 View NOP >> View Order >>	SERC	Southern Illinois Power Cooperative	NCR01321	$12,000 (Settlement)	SERC200900251	PRC-005-1	1	High
							SERC200900252	PRC-005-1	2.1	High
							SERC200900250	FAC-008-1	1	Medium
01/31/2011	FERC	NP11-100-000 View NOP >> View Order >>	SERC	South Carolina Public Service Authority	NCR01312	$30,000 (Settlement)	SERC200900352	PRC-005-1	1	High
							SERC200900351	FAC-008-1	1	Medium
							SERC200900353	PRC-005-1	2.1	High
01/31/2011	FERC	NP11-99-000 View NOP >> View Order >>	SPP	Borger Energy Associates, LP	NCR01062	$17,000 (Settlement)	SPP200900103	PRC-005-1	2	High
							SPP200900101	FAC-009-1	1	Medium
							SPP200900102	PRC-005-1	1	High
01/31/2011	FERC	NP11-98-000 View NOP >> View Order >>	WECC	Unidentified Registered Entity	NCRXXXXX	$5,000	WECC200901619	CIP-006-1	1	Medium
							WECC200901620	CIP-003-1	6	Lower
01/31/2011	FERC	NP11-97-000 View NOP >>	SERC	E.ON U.S. Services Inc. for LG&E & KU	NCR01223	$0 (Settlement)	SERC200900423	VAR-002-1.1a	2	Medium
01/31/2011	FERC	NP11-96-000 View NOP >> View Order >>	FRCC	Lake Worth, City of	NCR00043	$5,000 (Settlement)	FRCC200900251	FAC-008-1	1	Medium
							FRCC200900252	FAC-009-1	1	Medium
01/31/2011	FERC	NP11-95-000 View NOP >> View Order >>	TRE	City of Austin dba Austin Energy	NCR04030	$50,000 (Settlement)	TRE200800047	IRO-001-1	8	High
01/31/2011	FERC	NP11-94-000 View NOP >> View Order >>	TRE	Stanton Wind Energy, LLC	NCR10224	$35,000 (Settlement)	TRE200800048	COM-002-2	1	High
01/31/2011	FERC	NP11-93-000 View NOP >> View Order >>	SPP	Lea County Electric Cooperative, Inc.	NCR06047	$15,000 (Settlement)	SPP200900090	FAC-001-0	1	Medium
							SPP200900091	FAC-001-0	2	Medium
							SPP200900092	FAC-008-1	1	Medium
							SPP200900096	PRC-005-1	2	High
							SPP200900093	FAC-009-1	1	Medium
							SPP200900095	PRC-005-1	1	High
							SPP200900094	FAC-009-1	2	Medium
01/31/2011	FERC	NP11-92-000 View NOP >> View Order >>	WECC	Mason County PUD No. 3	NCR05233	$0	WECC201001871	PRC-005-1	2.1	High
							WECC201001870	PRC-005-1	1	High
01/31/2011	FERC	NP11-91-000 View NOP >> View Order >>	WECC	Emerald People’s Utility District	NCR05146	$0	WECC201001946	PRC-005-1	2.1	High
							WECC201001945	PRC-005-1	1	High
01/31/2011	FERC	NP11-90-000 View NOP >> View Order >>	WECC	Gila River Power, LP - BA	NCR05169	$0 (Settlement)	WECC200700431	IRO-STD-006-0	WR1	N/A
							WECC200700438	PER-002-0	3	Medium
01/31/2011	FERC	NP11-89-000 View NOP >> View Order >>	WECC	Arizona Public Service Company	NCR05016	$15,000 (Settlement)	WECC201001816	COM-002-2	2	Medium
01/31/2011	FERC	NP11-88-000 View NOP >> View Order >>	WECC	Mirant Potrero, LLC	NCR05240	$12,500 (Settlement)	WECC200901788	PRC-005-1	2.1	High
01/31/2011	FERC	NP11-87-000 View NOP >> View Order >>	WECC	Sierra Pacific Power Company	NCR05390	$6,000	WECC201001883	MOD-010-0	2	Medium
01/31/2011	FERC	NP11-86-000 View NOP >> View Order >>	WECC	Western Area Power Administration - Sierra Nevada	NCR05465	$0	WECC200810428	PER-002-0	3	High
01/31/2011	FERC	NP11-85-000 View NOP >> View Order >>	TRE	Scurry County Wind LP	NCR10027	$3,000 (Settlement)	TRE200900071	CIP-001-1	4	Medium
01/31/2011	FERC	NP11-84-000 View NOP >> View Order >>	TRE	Sharyland Utilities, LP / Cap Rock Energy Corporation (original	NCR04119/ NCR10340 (original de-registered)	$2,500 (Settlement)	TRE201000088	PRC-008-0	1	Medium
01/31/2011	FERC	NP11-83-000 View NOP >> View Order >>	NPCC	Granite Ridge Energy, LLC	NCR07101	$30,000	NPCC200900110	PRC-005-1	2	High
01/31/2011	FERC	NP11-82-000 View NOP >> View Order >>	NPCC	Castleton Power, LLC	NCR10382	$10,000	NPCC201000162	PRC-005-1	2	High
							NPCC200900087	PRC-005-1	1	High
							NPCC200900086	PRC-001-1	1	High