Date	Regulatory Authority	Regulatory Filing ID	Region	Registered Entity	NCR ID*	Total Penalty ($)	NERC Violation ID	Reliability Standard	Requirement	Violation Risk Factor
12/19/2008	FERC	NP09-3-000 View NOP >> View Order >>	SERC	Duke Energy Carolinas, LLC	NCR01219	$50,000 (Settlement)	SERC200700008	FAC-003-1	2	High
12/12/2008	FERC	NP09-1-000 View NOP >> View Order >>	SERC	Edgecombe Operating Services, LLC	NCR01229	$3,000 (Settlement)	SERC200800091	TOP-002-2	15	Lower
12/12/2008	FERC	NP09-2-000 View NOP >> View Order >>	SERC	E.ON U.S. Services Inc. for LG&E & KU Companies	NCR01223	$235,000 (Settlement)	SERC200810001	EOP-008-0	1	Medium
							SERC200810002	FAC-001-0	1	Medium
							SERC200810003	FAC-001-0	2	Medium
							SERC200810004	FAC-001-0	3	Medium
06/06/2008	FERC	NP08-36-000 View NOP >> View Order >>	SERC	City of Benton	NCR01193	$0	SERC200700066	PER-002-0	3.1	Medium
06/06/2008	FERC	NP08-37-000 View NOP >> View Order >>	SERC	City of North Little Rock, AR (DENL)	NCR01201	$0	SERC200700041	PER-002-0	3.1	Medium
06/05/2008	FERC	NP08-19-000 View NOP >> View Order >>	SERC	West Georgia Generating Company, LLC	NCR01368	$0	SERC200700048	PRC-005-1	2	Lower/High
							SERC200700064	PRC-005-1	1	High
							SERC200700065	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-20-000 View NOP >> View Order >>	SERC	Doyle l, LLC	NCR01216	$0	SERC200700012	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-22-000 View NOP >> View Order >>	SERC	Sam Rayburn G&T Electric Cooperative, Inc.	NCR01307	$0	SERC200700018	PRC-005-1	1	High
							SERC200700024	FAC-008-1	1	Lower/Medium
							SERC200700027	CIP-001-1	1	Medium
							SERC200700028	CIP-001-1	2	Medium
							SERC200700029	CIP-001-1	3	Medium
							SERC200700030	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-23-000 View NOP >> View Order >>	SERC	Caledonia Generating, LLC	NCR01187	$0	SERC200700052	FAC-008-1	1	Lower/Medium
06/05/2008	FERC	NP08-24-000 View NOP >> View Order >>	SERC	Mt. Carmel Public Utility Co.	NCR01277	$0	SERC200700062	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-25-000 View NOP >> View Order >>	SERC	Tex-LA Electric Coop of Texas, Inc.	NCR01342	$0	SERC200700020	PRC-005-1	1	High
							SERC200700026	FAC-008-1	1	Lower/Medium
							SERC200700035	CIP-001-1	1	Medium
							SERC200700036	CIP-001-1	2	Medium
							SERC200700037	CIP-001-1	3	Medium
							SERC200700038	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-26-000 View NOP >> View Order >>	SERC	Prairie Power, Inc.	NCR09035	$0	SERC200700050	FAC-008-1	1.2.2	Lower/Medium
06/05/2008	FERC	NP08-27-000 View NOP >> View Order >>	SERC	Craven County Wood Energy, LP	NCR01212	$0	SERC200700063	PRC-005-1	1	High
06/05/2008	FERC	NP08-28-000 View NOP >> View Order >>	SERC	N.C. Power Holdings, Inc. - Elizabethtown Power	NCR08084	$0	SERC200700067	IRO-004-1	4	High
							SERC200700074	CIP-001-1	1	Medium
							SERC200700075	CIP-001-1	2	Medium
							SERC200700076	CIP-001-1	3	Medium
							SERC200700077	CIP-001-1	4	Medium
							SERC200700078	PRC-005-1	1	High
							SERC200700084	FAC-008-1	1	Lower/Medium
							SERC200700085	FAC-009-1	1	Medium
06/05/2008	FERC	NP08-29-000 View NOP >> View Order >>	SERC	City of Columbia, MO	NCR01196	$0	SERC200700002	PER-002-0	3.1	Medium
							SERC200700003	TPL-001-0	1	High/Medium
							SERC200700004	TPL-002-0	1	High/Medium
							SERC200700005	TPL-003-0	1	High/Medium
							SERC200700006	TPL-004-0	1	Medium
06/05/2008	FERC	NP08-30-000 View NOP >> View Order >>	SERC	City of Orangeburg Dept. of Public Utilities	NCR01202	$0	SERC200700054	CIP-001-1	1	Medium
							SERC200700055	CIP-001-1	2	Medium
							SERC200700056	CIP-001-1	3	Medium
							SERC200700057	CIP-001-1	4	Medium
06/05/2008	FERC	NP08-31-000 View NOP >> View Order >>	SERC	N.C. Power Holdings, Inc. - Lumberton Power	NCR08085	$0	SERC200700068	IRO-004-1	4	High
							SERC200700079	CIP-001-1	1	Medium
							SERC200700080	CIP-001-1	2	Medium
							SERC200700081	CIP-001-1	3	Medium
							SERC200700082	CIP-001-1	4	Medium
							SERC200700083	PRC-005-1	1	High
							SERC200700086	FAC-008-1	1	Lower/Medium
							SERC200700087	FAC-009-1	1	Medium
06/05/2008	FERC	NP08-32-000 View NOP >> View Order >>	SERC	Old Dominion Electric Cooperative	NCR00859	$0	SERC200700010	FAC-008-1	1	Lower/Medium
							SERC200700011	PRC-005-1	1	High
06/05/2008	FERC	NP08-34-000 View NOP >> View Order >>	SERC	The Dow Chemical Company	NCR09037	$0	SERC200700022	IRO-004-1	4	High
							SERC200700023	TOP-003-0	1	Medium
							SERC200700053	PRC-005-1	2	Lower/High
							SERC200700069	FAC-009-1	1	Medium
							SERC200700070	FAC-009-1	2	Medium
							SERC200700072	PRC-004-1	2	High
							SERC200700073	PRC-004-1	3	Lower
06/05/2008	FERC	NP08-35-000 View NOP >> View Order >>	MRO	Rochester Public Utilities	NCR01027	$0	MRO200700005	PER-002-0	3	High/Medium
							MRO200700006	PRC-004-1	2	High
							MRO200700007	VAR-001-1	9	High
06/04/2008	FERC	NP08-1-000 View NOP >> View Order >>	RFC	Baltimore Gas and Electric Co.	NCR00689	$180,000	RFC200700002	FAC-003-1	2	High
06/04/2008	FERC	NP08-2-000 View NOP >> View Order >>	MRO	MidAmerican Energy Company	NCR00824	$75,000 (Settlement)	MRO200700010	FAC-003-1	2	High
06/04/2008	FERC	NP08-3-000 View NOP >> View Order >>	TRE	Bandera Electric Cooperative, Inc	NCR04008	$0	TRE200700003	PRC-005-1	2	Lower/High
06/04/2008	FERC	NP08-4-000 View NOP >> View Order >>	TRE	Denton Municipal Electric (TDSP)	NCR04049	$0	TRE200700001	PRC-008-0	1	Medium
							TRE200700002	PRC-008-0	2	Medium
06/04/2008	FERC	NP08-5-000 View NOP >> View Order >>	TRE	Exelon Generation Company, LLC	NCR04057	$0	TRE200700004	PRC-005-1	2	Lower/High
06/04/2008	FERC	NP08-6-000 View NOP >> View Order >>	MRO	Tri-State G&T - Merchant	NCR10103	$0	MRO200700008	INT-004-1	2	Lower
06/04/2008	FERC	NP08-7-000 View NOP >> View Order >>	MRO	American Transmission Co., LLC	NCR00685	$0	MRO200700009	PRC-005-1	2	Lower/High
06/04/2008	FERC	NP08-8-000 View NOP >> View Order >>	NPCC	Peabody Municipal Light Plant	NCR07191	$0	NPCC200700015	CIP-001-1	1	Medium
							NPCC200700016	CIP-001-1	2	Medium
							NPCC200700017	CIP-001-1	3	Medium
							NPCC200700018	CIP-001-1	4	Medium
06/04/2008	FERC	NP08-9-000 View NOP >> View Order >>	SPP	Southwestern Public Service Co. (SPS-XCEL)	NCR01145	$0	SPP200700002	EOP-001-0	3.4	Medium
							SPP200700003	EOP-001-0	4.4	Medium
							SPP200700004	EOP-001-0	5	Medium
							SPP200700005	EOP-005-0	1	Medium
							SPP200700006	CIP-001-1	2	Medium
06/04/2008	FERC	NP08-10-000 View NOP >> View Order >>	SERC	Reliant Energy Wholesale Generation, LLC	NCR00396	$0	SERC200700049	PRC-005-1	1	High
06/04/2008	FERC	NP08-11-000 View NOP >> View Order >>	NPCC	The City of Holyoke Gas and Electric Dept.	NCR07217	$0	NPCC200700011	CIP-001-1	1	Medium
							NPCC200700012	CIP-001-1	2	Medium
							NPCC200700013	CIP-001-1	3	Medium
							NPCC200700014	CIP-001-1	4	Medium
06/04/2008	FERC	NP08-12-000 View NOP >> View Order >>	TRE	Suez Energy Marketing NA Inc	NCR04129	$0	TRE200700011	CIP-001-1	1	Medium
							TRE200700012	CIP-001-1	2	Medium
							TRE200700013	CIP-001-1	3	Medium
							TRE200700014	CIP-001-1	4	Medium
							TRE200700015	IRO-004-1	4	High
06/04/2008	FERC	NP08-13-000 View NOP >> View Order >>	NPCC	Norwich Public Utilities	NCR07038	$0	NPCC200700019	CIP-001-1	1	Medium
							NPCC200700020	CIP-001-1	2	Medium
							NPCC200700021	CIP-001-1	3	Medium
							NPCC200700022	CIP-001-1	4	Medium
06/04/2008	FERC	NP08-14-000 View NOP >> View Order >>	SERC	Cottonwood Energy, LP	NCR01210	$0	SERC200700047	PRC-005-1	1	High
06/04/2008	FERC	NP08-15-000 View NOP >> View Order >>	SERC	Illinois Municipal Electric Agency	NCR00795	$0	SERC200700058	CIP-001-1	1	Medium
							SERC200700059	CIP-001-1	2	Medium
							SERC200700060	CIP-001-1	3	Medium
							SERC200700061	CIP-001-1	4	Medium
06/04/2008	FERC	NP08-16-000 View NOP >> View Order >>	MRO	Northern States Power	NCR01020	$0	MRO200700004	CIP-001-1	2	Medium
06/04/2008	FERC	NP08-17-000 View NOP >> View Order >>	SERC	East Texas Electric Cooperative, Inc.	NCR01227	$0	SERC200700017	PRC-005-1	1	High
							SERC200700025	FAC-008-1	1	Lower/Medium
							SERC200700031	CIP-001-1	1	Medium
							SERC200700032	CIP-001-1	2	Medium
							SERC200700033	CIP-001-1	3	Medium
							SERC200700034	CIP-001-1	4	Medium
06/04/2008	FERC	NP08-18-000 View NOP >> View Order >>	TRE	Topaz Power Management LP (QSE)	NCR04147	$0	TRE200800028	CIP-001-1	1	Medium
06/04/2008	FERC	NP08-21-000 View NOP >> View Order >>	SERC	City of Orangeburg Dept. of Public Utilities	NCR01202	$0	SERC200700016	PRC-005-1	1	High
06/04/2008	FERC	NP08-33-000 View NOP >> View Order >>	SERC	Associated Electric Cooperative, Inc.	NCR01177	$0	SERC200700001	FAC-003-1	2	High